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Original filing (PDF)20251006134752NAL0003488353001
SOVRN HOLDINGS, INC.
Form 5500
FILING_RECEIVED
SOVRN 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
134
Accounts w/ balance
236
Plan assets (EOY)
$15.4M
Net assets (EOY)
$15.4M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOVRN HOLDINGS, INC..
Plan sponsor
Name
SOVRN HOLDINGS, INC.
EIN
46-4307559
Address
1600 PEARL STREET, SUITE 200 · BOULDER, CO · 80302
Phone
(303) 493-5490
Industry
Professional & Technical Servicessee all
Plan administrator
Name
FUTUREPLAN FIDUCIARY SERVICES LLC
EIN
82-3719843
City
BOSTON, MA
Phone
(855) 711-5283
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS | — | CHICAGO, IL | THIRD PARTY ADMINISTRATO | $0 | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EXPAND FINANCIAL | 27-1124147 | — | SERVICE PROVIDER | $10K | — |
| AVEO CAPITAL | 27-4981131 | — | SERVICE PROVIDER | $0 | — |
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
Investments
32 direct securities · 1 pooled fund· $30.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$15.4M
32 holdings
Pooled Separate Account
$15.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $15.3M | 99.3% | |
| Voya* Index Solution 2050 Portfolio | — | — | — | $2.7M | 17.6% | |
| Voya* Index Solution 2055 Portfolio | — | — | — | $2.3M | 15.2% | |
| Voya* Index Solution 2045 Portfolio | — | — | — | $1.4M | 9.2% | |
| Voya* Index Solution 2035 Portfolio | — | — | — | $1.3M | 8.4% | |
| Voya* Index Solution 2060 Portfolio | — | — | — | $1.3M | 8.3% | |
| Fidelity 500 Index Fund | — | — | — | $1.2M | 8.0% | |
| Voya* Index Solution 2040 Portfolio | — | — | — | $966K | 6.3% | |
| Voya* Index Solution 2030 Portfolio | — | — | — | $583K | 3.8% | |
| Vanguard Small Cap Index Fund | — | — | — | $558K | 3.6% | |
| Fidelity Advisor Growth Opportunities Fund Z | — | — | — | $484K | 3.1% | |
| Vanguard Total Institutional Stock Index Fund Adm | — | — | — | $471K | 3.0% | |
| Vanguard Value Index Fund Adm | — | — | — | $421K | 2.7% | |
| Vanguard Mid Cap Index Fund | — | — | — | $384K | 2.5% | |
| Voya* Fixed account | — | — | — | $205K | 1.3% | |
| American Funds New Perspective R6 | — | — | — | $124K | 0.8% | |
| AB Small Cap Growth Portfolio Z | — | — | — | $117K | 0.8% | |
| Voya* Intermediate Bond Fund R6 | — | — | — | $107K | 0.7% | |
| DFA US Targeted Value Portfolio Institutional Fund | — | — | — | $102K | 0.7% | |
| Voya* Index Solution 2065 Portfolio | — | — | — | $100K | 0.6% | |
| Vanguard High-Yield Corporate Fund Adm | — | — | — | $77K | 0.5% | |
| Participants* Participant loans, maturing through October 2028 at interest rates ranging from 4.25% to 10.50% | — | — | — | $65K | 0.4% | |
| Voya* Index Solution 2025 Portfolio | — | — | — | $64K | 0.4% | |
| Fidelity Multi-Asset Index Fund | — | — | — | $60K | 0.4% | |
| Voya* Index Solution Income Portfolio | — | — | — | $50K | 0.3% | |
| Hartford Core Equity Fund R6 | — | — | — | $50K | 0.3% | |
| Janus Henderson Balanced Fund N | — | — | — | $33K | 0.2% | |
| American Funds New World R6 | — | — | — | $32K | 0.2% | |
| PIMCO International Bond Fund (US Dollar-Hedged) | — | — | — | $19K | 0.1% | |
| Cohen and Steers Institutional Realty Fund | — | — | — | $14K | <0.1% | |
| PIMCO Income Fund Institutional | — | — | — | $13K | <0.1% | |
| Hartford Balanced Income Fund R6 | — | — | — | $8K | <0.1% | |
| Voya* Government money market fund | — | — | — | $3K | <0.1% |