How big is U3 Advisors, Inc.'s plan?

U3 Advisors, Inc.'s plan reported $6.7M in assets and 20 participants for 2024.

Original filing (PDF)20251001083513NAL0012359777001

U3 Advisors, Inc.

Name: U3 Advisors, Inc. — U3 Advisors, Inc. 401(k) Profit, Form 5500 (2024)
Creator: U3 Advisors, Inc.
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

U3 Advisors, Inc. 401(k) Profit Sharing Plan

401(k) retirement plan · U3 Advisors, Inc.'s U3 Advisors, Inc. 401(k) Profit Sharing Plan held $6.7M in plan assets for 20 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$6.7M

Net assets (EOY)

$6.7M

Plan identifiers

U3 Advisors, Inc.'s EIN is 46-4252021.

EIN 46-4252021

Plan number 001

Plan year 2024

ACK ID 20251001083513NAL0012359777001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for U3 Advisors, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

U3 Advisors, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for U3 ADVISORS, INC..

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score