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Original filing (PDF)20250806095259NAL0002820819001
3FORM LLC
Form 5500
FILING_RECEIVED
3FORM 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
367
Accounts w/ balance
576
Plan assets (EOY)
$33.3M
Net assets (EOY)
$33.3M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 46 bps in Schedule C fees — 58% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3FORM LLC.
Plan sponsor
Name
3FORM LLC
EIN
46-3882269
Address
2300 SOUTH 2300 WEST · SUITE B · SALT LAKE CITY, UT · 84119
Phone
(801) 649-2510
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-06
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
TANNER LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | NONE | $88K | — |
| RAYMOND JAMES AND ASSOCIATES | — | ST. PETERSBURG, FL | NONE | $57K | — |
| TANNER LLC | — | DENVER, CO | NONE | $7K | — |
Investments
29 direct securities· $33.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan SmartRet 2050 Fund I JPMorgan 0 | — | — | — | $6.7M | 20.1% | |
| JPMorgan SmartRet 2040 I JPMorgan 0 | — | — | — | $6.2M | 18.7% | |
| JPMorgan SmartRet 2045 Fund I JPMorgan 0 | — | — | — | $3.8M | 11.5% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $3.2M | 9.7% | |
| JPMorgan SmartRet 2035 Fund I JPMorgan 0 | — | — | — | $2.5M | 7.5% | |
| JPMorgan SmartRet 2030 I JPMorgan 0 | — | — | — | $2.0M | 6.0% | |
| JPMorgan SmartRet 2025 Fund I JPMorgan 0 | — | — | — | $1.6M | 5.0% | |
| Vanguard Cash Reserves Federal MM Adm Vanguard 0 | — | — | — | $1.1M | 3.4% | |
| PGIM Jennison Mid-Cap Growth CL Z PGIM 0 | — | — | — | $704K | 2.1% | |
| ClearBridge Large Cap Growth I Legg Mason 0 | — | — | — | $639K | 1.9% | |
| Neuberger Berman Large Cap Value A Neuberger Berman 0 | — | — | — | $569K | 1.7% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $533K | 1.6% | |
| PIMCO Total Return R PIMCO 0 | — | — | — | $425K | 1.3% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $401K | 1.2% | |
| JPMorgan SmartRetirement 2055 I JPMorgan 0 | — | — | — | $345K | 1.0% | |
| MSIF Intl Opport Port A MSIF 0 | — | — | — | $259K | 0.8% | |
| Virtus KAR Small-Cap Growth I Virtus 0 | — | — | — | $249K | 0.7% | |
| Macquarie System Emerg Mrkts Eqty I Macquarie 0 | — | — | — | $236K | 0.7% | |
| American Century Mid Cap Value R American Century 0 | — | — | — | $228K | 0.7% | |
| JPMorgan SmartRet 2020 I JPMorgan 0 | — | — | — | $201K | 0.6% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $186K | 0.6% | |
| Calvert U.S. Large Cap Core Respon Ind I Calvert 0 | — | — | — | $171K | 0.5% | |
| JPMorgan SmartRetirement 2060 I JPMorgan 0 | — | — | — | $169K | 0.5% | |
| American Century Small Cap Value In American Century 0 | — | — | — | $135K | 0.4% | |
| Macquarie High Income A Macquarie 0 | — | — | — | $134K | 0.4% | |
| TCW Global Real Estate I TCW 0 | — | — | — | $130K | 0.4% | |
| Lord Abbett Short Duration Income R3 Lord Abbett 0 | — | — | — | $125K | 0.4% | |
| JPMorgan SmartRet Income I JPMorgan 0 | — | — | — | $123K | 0.4% | |
| Macquarie Extended Duration Bond R Macquarie 0 | — | — | — | $116K | 0.3% |