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Original filing (PDF)20251006143812NAL0006324208001
NEWTEKONE, INC.
Form 5500
FILING_RECEIVED
NEWTEKONE, INC. 401K PLAN
401(k) retirement plan
Active participants
596
Accounts w/ balance
715
Plan assets (EOY)
$41.6M
Net assets (EOY)
$41.6M
How this plan invests
This plan
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEWTEKONE, INC..
Plan sponsor
Name
NEWTEKONE, INC.
EIN
46-3755188
Address
1981 MARCUS AVENUE, SUITE 130 · LAKE SUCCESS, NY · 11042
Phone
(212) 356-9500
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2E · Profit-sharing
3I · Requires investment in employer securities
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
UHY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $65K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC WEALTH MANAGEMENT | 41-1416330 | — | ADVISOR | $74K | — |
Investments
41 direct securities· $41.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2035 Fund Mutual Fund | — | — | — | $4.8M | 11.5% | |
| Fidelity Blue Chip Growth Fund Mutual Fund | — | — | — | $4.6M | 11.1% | |
| Fidelity Freedom 2030 Fund Mutual Fund | — | — | — | $4.2M | 10.0% | |
| Fidelity Freedom 2040 Fund Mutual Fund | — | — | — | $3.1M | 7.5% | |
| Fidelity Freedom 2045 Fund Mutual Fund | — | — | — | $2.8M | 6.7% | |
| Fidelity Money Market Trust Money Market Fund | — | — | — | $2.2M | 5.3% | |
| Fidelity Freedom 2050 Fund Mutual Fund | — | — | — | $2.1M | 5.1% | |
| Fidelity Freedom 2055 Fund Mutual Fund | — | — | — | $2.1M | 5.0% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.8M | 4.4% | |
| Fidelity Freedom 2025 Fund Mutual Fund | — | — | — | $1.4M | 3.3% | |
| Fidelity Freedom 2060 Fund Mutual Fund | — | — | — | $1.3M | 3.2% | |
| Fidelity Small Cap Grown Fund Mutual Fund | — | — | — | $1.3M | 3.1% | |
| Fidelity Select Biotechnology Portfolio Mutual Fund | — | — | — | $1.0M | 2.4% | |
| Invesco Diversified Dividend Fund R5 Class Mutual Fund | — | — | — | $959K | 2.3% | |
| Fidelity Puritan Fund Mutual Fund | — | — | — | $876K | 2.1% | |
| Newtek Business Services Employer Securities | — | — | — | $752K | 1.8% | |
| Massmutual Premier Small Cap Opp Fund Admin Class Mutual Fund | — | — | — | $678K | 1.6% | |
| Notes receivable from participants Interest rates from 4.25% to 9.50% | — | — | — | $650K | 1.6% | |
| Mfs Global Equity Fund Class R3 Mutual Fund | — | — | — | $639K | 1.5% | |
| Janus Enterprise Fund Class T Mutual Fund | — | — | — | $628K | 1.5% | |
| Fidelity Freedom 2020 Fund Mutual Fund | — | — | — | $581K | 1.4% | |
| Victory Sycamore Established Value Fund Class A Mutual Fund | — | — | — | $531K | 1.3% | |
| T. Rowe Price Divident Growth Fund Advisor Class Mutual Fund | — | — | — | $487K | 1.2% | |
| Fidelity Freedom 2065 Fund Mutual Fund | — | — | — | $353K | 0.8% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $277K | 0.7% | |
| PGIM High Yield Fund R6 Mutual Fund | — | — | — | $274K | 0.7% | |
| Baird Core Plus Bond Fund Class Investor Mutual Fund | — | — | — | $258K | 0.6% | |
| Fidelity Freedom 2015 Fund Mutual Fund | — | — | — | $125K | 0.3% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $123K | 0.3% | |
| Invesco Main Street Mid Cap A Fund Mutual Fund | — | — | — | $119K | 0.3% | |
| JPMorgan Government Bond Fund Select Class I Mutual Fund | — | — | — | $95K | 0.2% | |
| Fidelity Freedom Income Fund Mutual Fund | — | — | — | $72K | 0.2% | |
| AS Utility & Tele IS Mutual Fund | — | — | — | $65K | 0.2% | |
| Fidelity International Bond Index Fund Mutual Fund | — | — | — | $55K | 0.1% | |
| Mfs Conservative Allocation Fund Class R3 Mutual Fund | — | — | — | $55K | 0.1% | |
| Columbia Thermostat Fund Class R4 Shares Mutual Fund | — | — | — | $53K | 0.1% | |
| Fidelity Freedom 2010 Fund Mutual Fund | — | — | — | $52K | 0.1% | |
| Baird Short-Term Bond Fund Investor Class Mutual Fund | — | — | — | $40K | <0.1% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $36K | <0.1% | |
| DWS R Global RE SEC S Mutual Fund | — | — | — | $26K | <0.1% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $16K | <0.1% |