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Original filing (PDF)20250716052425NAL0002134515001
NOVUS AG, LLC
Form 5500
FILING_RECEIVED
NOVUS AG, LLC 401(K) PLAN
401(k) retirement plan
Active participants
427
Accounts w/ balance
426
Plan assets (EOY)
$20.8M
Net assets (EOY)
$20.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOVUS AG, LLC.
Plan sponsor
Name
NOVUS AG, LLC
EIN
46-3005373
Address
3420 E HARMONY RD. · STE 122 · FORT COLLINS, CO · 80528
Phone
(510) 432-1536
Industry
Farm Supplies Merchant Wholesalers· Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RICHEY MAY & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $43K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $29K | — |
Investments
28 direct securities · 2 pooled funds· $20.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$20.2M
28 holdings
Common Collective Trust
$220K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $2.5M | 12.1% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 10.2% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 10.2% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 10.0% | |
| FID 500 IND | Registered Investment Companies | — | — | $1.8M | 8.7% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $1.5M | 7.4% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $1.4M | 6.8% | |
| HARBOR CAP APPRECIATION RETIRE | Registered Investment Companies | — | — | $920K | 4.4% | |
| FIRST EAGLE GLOBAL R6 80 REGISTERED INVESTMENT COMPANY AMERFUNDS 2065 TARG DATERET R6 | Registered Investment Companies | — | — | $673K | 3.2% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $618K | 3.0% | |
| PUTNAM SM CAP GWTHR6 | Registered Investment Companies | — | — | $567K | 2.7% | |
| INV DISC MID CAP GROWTH R6 | Registered Investment Companies | — | — | $505K | 2.4% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $501K | 2.4% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $461K | 2.2% | |
| FID EXT MRKT INDEX | Registered Investment Companies | — | — | $460K | 2.2% | |
| FID INTERNATIONAL INDEX | Registered Investment Companies | — | — | $311K | 1.5% | |
| COHEN & STEERS INST REALTY | Registered Investment Companies | — | — | $289K | 1.4% | |
| MORLEY STABLE VALUE - 25 I PRINCIPAL GLOBAL INV TRUST · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $209K | 1.0% | |
| HTFD SCHRODERS INTL STOCK SDR | Registered Investment Companies | — | — | $201K | 1.0% | |
| FA STRATEGIC INCOME | Registered Investment Companies | — | — | $199K | 1.0% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $195K | 0.9% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $191K | 0.9% | |
| VICTORY ESTABLISHED VALUE R6 | Registered Investment Companies | — | — | $163K | 0.8% | |
| FID US BOND IND | Registered Investment Companies | — | — | $118K | 0.6% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $86K | 0.4% | |
| AMF RET INC PORT - CONS - R6 | Registered Investment Companies | — | — | $74K | 0.4% | |
| PGIM TOTAL RETURN BOND R6 | Registered Investment Companies | — | — | $62K | 0.3% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $18K | <0.1% | |
| PUTNAM STABLE VALUE 25 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $11K | <0.1% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $10K | <0.1% |
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