ARY Rosenbaum signed Austin 3(16) Fiduciary Limited's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Austin 3(16) Fiduciary Limited's EIN is 46-2981114.
Download the official 2024 Form 5500 (PDF) for Austin 3(16) Fiduciary Limited from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Austin 3(16) Fiduciary Limited's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INS COM | 36-6071399 | — | RECORDKEEPER | $137K | — |
| PINNACLE FINANCIAL SERVICES, INC. | 59-2438373 | — | RECORDKEEPER | $96K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| TRANSAMERICA SMARTCOURSE 2035 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 653 | Pooled Separate Account | — | — | $1.0M | 13.2% | |
| TRANSAMERICA SMARTCOURSE 2040 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 654 | Pooled Separate Account | — | — | $1.0M | 13.2% | |
| TRANSAMERICA SMARTCOURSE 2045 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 655 | Pooled Separate Account | — | — | $976K | 12.8% | |
| TRANSAMERICA SMARTCOURSE 2050 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 656 | Pooled Separate Account | — | — | $869K | 11.4% | |
| TRANSAMERICA SMARTCOURSE 2030 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 652 | Pooled Separate Account | — | — | $855K | 11.2% | |
| TRANSAMERICA SMARTCOURSE 2025 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 651 | Pooled Separate Account | — | — | $834K | 10.9% | |
| TRANSAMERICA SMARTCOURSE 2055 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 657 | Pooled Separate Account | — | — | $706K | 9.3% | |
| TRANSAMERICA SMARTCOURSE 2060 WITH TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 862 | Pooled Separate Account | — | — | $687K | 9.0% | |
| TRANSAMERICA SMARTCOURSE RET WITH J TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 658 | Pooled Separate Account | — | — | $577K | 7.6% | |
| TA VANGUARD TOTAL STCK MRKT INDEX R TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 166 | Pooled Separate Account | — | — | $36K | 0.5% | |
| STATE STREET INTERNATNL INDEX RET A TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 004 | Pooled Separate Account | — | — | $16K | 0.2% | |
| Transamerica Financial Life Insurance Company Stable Value Core Option | Stable Value | — | — | $11K | 0.1% | |
| AMERICAN FUNDS GR FD OF AMERICA RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 975 | Pooled Separate Account | — | — | $8K | 0.1% | |
| INVESCO EQUALLY-WEIGHTED S&P 500 RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 114 | Pooled Separate Account | — | — | $7K | <0.1% | |
| STATE STREET U.S. BD INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 416 | Pooled Separate Account | — | — | $6K | <0.1% | |
| Hartford Dividend and Growth Fund | Other securities | — | — | $5K | <0.1% | |
| HARTFORD DIV AND GR RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 108 | Pooled Separate Account | — | — | $5K | <0.1% | |
| STATE STREET S&P MD CAP INDX RET AC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 438 | Pooled Separate Account | — | — | $4K | <0.1% | |
| AMERICAN CENTURY HERITAGE RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 623 | Pooled Separate Account | — | — | $3K | <0.1% | |
| BLACKROCK ADVANTAGE SMALL CAP CORE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 195 | Pooled Separate Account | — | — | $2K | <0.1% | |
| JP Morgan JP Morgan Equity Income Ret Account | Other securities | — | — | $1K | <0.1% | |
| JPMORGAN EQT INC RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 579 | Pooled Separate Account | — | — | $1K | <0.1% | |
| STATE STREET RUSSELL SM CAP INDEX R TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 437 | Pooled Separate Account | — | — | $1K | <0.1% | |
| JPMORGAN MID CAP VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 118 | Pooled Separate Account | — | — | $1K | <0.1% | |
| DFA U.S. SM CAP PORT RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 722 | Pooled Separate Account | — | — | $739 | <0.1% | |
| PGIM TOTAL RET BD RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 597 | Pooled Separate Account | — | — | $578 | <0.1% | |
| DFA U.S. TARGETED VAL PORT RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 527 | Pooled Separate Account | — | — | $398 | <0.1% | |
| VIRTUS CEREDEX MD-CAP VAL EQT RET A TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 339 | Pooled Separate Account | — | — | $320 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| 74-2236168 |
| — |
| INVESTMENT ADVISORY-PLAN |
| $19K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAS PARTNERS | 20-8779390 | — | AUDIT | $16K | — |
