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Original filing (PDF)20251030094919NAL0004285442001
NATURAL ENERGY ENGINEERING SERVICES, PLLC
Form 5500
FILING_RECEIVED
NATURAL ENERGY SERVICES RETIREMENT READINESS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
176
Accounts w/ balance
174
Plan assets (EOY)
$3.0M
Net assets (EOY)
$3.0M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NATURAL ENERGY ENGINEERING SERVICES, PLLC.
Plan sponsor
Name
NATURAL ENERGY ENGINEERING SERVICES, PLLC
EIN
46-2665878
Address
4101 TATES CREEK CENTRE DRIVE · SUITE 150, PMB331 · LEXINGTON, KY · 40517
Phone
(859) 351-1723
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-30
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DEAN DORTON ALLEN FORD PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN FUNDS RECORDKEEPERDIRECT | — | NORFOLK, VA | CONTRACT ADMIN | $17K | — |
Investments
30 direct securities· $3.0M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Target Date 2045 | — | — | — | $530K | 17.4% | |
| American Funds Target Date 2040 | — | — | — | $434K | 14.3% | |
| American Funds Target Date 2030 | — | — | — | $290K | 9.5% | |
| American Funds Growth Portfolio R6 | — | — | — | $251K | 8.3% | |
| American Funds Target Date 2050 | — | — | — | $248K | 8.2% | |
| American Funds Target Date 2025 | — | — | — | $212K | 7.0% | |
| American Funds Washington Mutual R6 | — | — | — | $192K | 6.3% | |
| American Funds Target Date 2055 | — | — | — | $151K | 5.0% | |
| American Funds Target Date 2035 | — | — | — | $110K | 3.6% | |
| American Funds EuroPacific Growth Fund | — | — | — | $68K | 2.2% | |
| American Funds The New Economy Fund | — | — | — | $65K | 2.1% | |
| American Funds AMCAP Fund | — | — | — | $61K | 2.0% | |
| American Funds Growth Portfolio | — | — | — | $56K | 1.8% | |
| American Funds Target Date 2020 | — | — | — | $49K | 1.6% | |
| American Funds Target Date 2060 | — | — | — | $45K | 1.5% | |
| American Funds Investment Company of America | — | — | — | $37K | 1.2% | |
| American Funds Growth and Income Portfolio | — | — | — | $31K | 1.0% | |
| American Funds Global Growth Portfolio | — | — | — | $30K | 1.0% | |
| American Funds World Growth and Income Fund | — | — | — | $24K | 0.8% | |
| American Funds Money Market Fund | — | — | — | $23K | 0.7% | |
| American Funds Target Date 2065 | — | — | — | $21K | 0.7% | |
| American Funds Moderate Growth and Income Portfolio | — | — | — | $15K | 0.5% | |
| American Funds Target Date 2015 | — | — | — | $12K | 0.4% | |
| American Funds Bond Fund R6 | — | — | — | $12K | 0.4% | |
| American Funds Short Term Bond Fund | — | — | — | $8K | 0.3% | |
| American Funds Capital Income Builder | — | — | — | $8K | 0.3% | |
| American Funds World Bond Fund | — | — | — | $6K | 0.2% | |
| American Funds Conservative Growth and Income Portfolio | — | — | — | $5K | 0.2% | |
| American Funds Preservation Portfolio | — | — | — | $4K | 0.1% | |
| American Funds Intermediate Bond Fund of America | — | — | — | $4K | 0.1% |