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Original filing (PDF)20250131115153NAL0004789410001
SAM SCHWARTZ ENGINEERING, DPC
Form 5500
FILING_RECEIVED
SAM SCHWARTZ ENGINEERING, DPC 401(K)
401(k) retirement plan
Signals · 1
Late filing · 8.5 mo
Active participants
0
Accounts w/ balance
0
Plan assets (EOY)
$0
Net assets (EOY)
$0
How this plan invests
This plan
3 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
81
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Filed 8.5 months past the 10.5-month grace window.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAM SCHWARTZ ENGINEERING, DPC.
Plan sponsor
Name
SAM SCHWARTZ ENGINEERING, DPC
EIN
46-1885050
Address
322 EIGHTH AVENUE · NEW YORK, NY · 10001
Phone
(347) 966-8865
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-06-30
Filed
2025-01-31
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ANTONIO A. SORIANO, CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $575 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACEC RETIREMENT TRUST | — | ROSWELL, GA | OTHER | $10K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $4K | — |
Investments
3 pooled funds· $0
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$0
2 holdings
Pooled Separate Account
$0
1 holding
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| PRU CORE PLUS BOND FUND PRUDENTIAL TRUST CO · EIN 23-6994310 / PN 165 | Common Collective Trust | $0 | — |
| VICTORY SMALL CAP VALUE COLLECTIVE GLOBAL TRUST COMPANY · EIN 90-6240599 / PN 008 | Common Collective Trust | $0 | — |
| FUTUREFUNDS SERIES ACCOUNT EMPOWER LIFE & ANNUITY INSURANCE COMPANY · EIN 93-1225432 / PN 001 | Pooled Separate Account | $0 | — |
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