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Original filing (PDF)20250926131222NAL0010155872001
SANDY HOOK PROMISE FOUNDATION
Form 5500
FILING_RECEIVED
SANDY HOOK PROMISE 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
137
Accounts w/ balance
132
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SANDY HOOK PROMISE FOUNDATION.
Plan sponsor
Name
SANDY HOOK PROMISE FOUNDATION
EIN
46-1657101
Address
P. O. BOX 3489 · NEWTOWN, CT · 06470
Phone
(203) 491-2059
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
31 direct securities · 1 pooled fund· $11.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$6.0M
31 holdings
Pooled Separate Account
$5.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| POOLED SEPARATE ACCOUNT JOHN HANCOCK LIFE INSURANCE COMPANY (USA) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5.9M | 98.9% | |
| Similar Party Collateral, Par, or Maturity Value Cost** Value 500 Index Fund Pooled Separate Accounts | — | — | — | $1.1M | 17.8% | |
| Vanguard Target Ret 2035 Pooled Separate Accounts | — | — | — | $803K | 13.4% | |
| JH 2030 Lifetime Blend Pooled Separate Accounts | — | — | — | $564K | 9.4% | |
| Vanguard Target Ret 2030 Pooled Separate Accounts | — | — | — | $486K | 8.1% | |
| Vanguard Target Ret 2045 Pooled Separate Accounts | — | — | — | $415K | 6.9% | |
| Vanguard Target Ret 2050 Pooled Separate Accounts | — | — | — | $408K | 6.8% | |
| Vanguard Target Ret 2060 Pooled Separate Accounts | — | — | — | $262K | 4.4% | |
| Vanguard Target Ret 2040 Pooled Separate Accounts | — | — | — | $210K | 3.5% | |
| Vanguard Target Ret 2065 Pooled Separate Accounts | — | — | — | $210K | 3.5% | |
| JH 2040 Lifetime Blend Pooled Separate Accounts | — | — | — | $198K | 3.3% | |
| Small Cap Index Fund Pooled Separate Accounts | — | — | — | $187K | 3.1% | |
| JH 2045 Lifetime Blend Pooled Separate Accounts | — | — | — | $185K | 3.1% | |
| Vanguard Target Ret 2055 Pooled Separate Accounts | — | — | — | $184K | 3.1% | |
| JH 2060 Lifetime Blend Pooled Separate Accounts | — | — | — | $112K | 1.9% | |
| Mid Cap Index Fund Pooled Separate Accounts | — | — | — | $94K | 1.6% | |
| JH 2035 Lifetime Blend Pooled Separate Accounts | — | — | — | $80K | 1.3% | |
| JH 2055 Lifetime Blend Pooled Separate Accounts | — | — | — | $74K | 1.2% | |
| JH 2025 Lifetime Blend Pooled Separate Accounts | — | — | — | $69K | 1.1% | |
| Participants Participant Loans Rates from 8.75% to 9.50% - | — | — | — | $68K | 1.1% | |
| Fidelity Adv Diversified Pooled Separate Accounts | — | — | — | $67K | 1.1% | |
| Dodge & Cox Stock Fund Pooled Separate Accounts | — | — | — | $65K | 1.1% | |
| Capital World Growth & Income Pooled Separate Accounts | — | — | — | $42K | 0.7% | |
| AF The Growth Fund of America Pooled Separate Accounts | — | — | — | $28K | 0.5% | |
| Vanguard Small Cap value Index Pooled Separate Accounts | — | — | — | $26K | 0.4% | |
| John Hancock Mid Cap Growth Pooled Separate Accounts | — | — | — | $20K | 0.3% | |
| Vanguard Target Ret 2025 Pooled Separate Accounts | — | — | — | $14K | 0.2% | |
| Intl Equity Index Fund Pooled Separate Accounts | — | — | — | $13K | 0.2% | |
| Strategic Income Opp Fund Pooled Separate Accounts | — | — | — | $6K | 0.1% | |
| JH 2020 Lifetime Blend Pooled Separate Accounts | — | — | — | $4K | <0.1% | |
| Invesco Global Fund Pooled Separate Accounts | — | — | — | $3K | <0.1% | |
| JH 2065 Lifetime Blend Pooled Separate Accounts | — | — | — | $1K | <0.1% |
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