Original filing (PDF)20250911121128NAL0000226259001

OTCEX LLC

Name: OTCEX LLC — OTCEX LLC 401(K) PROFIT SHARING PLAN & TRUST, Form 5500 (2024)
Creator: OTCEX LLC

Form 5500-SF

FILING_RECEIVED

OTCEX LLC 401(K) PROFIT SHARING PLAN & TRUST

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$10K

Net assets (EOY)

$10K

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OTCEX LLC.

Plan sponsor

Name

OTCEX LLC

EIN

46-1605423

Address

140 EAST 45TH STREET · FLOOR 10 · NEW YORK, NY · 10017

Phone

(312) 795-7886

Industry

Retail Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-11

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Retail Trade plans

ONE HOUSE BAKERY

ONE HOUSE BAKERY LLC 401(K) PLAN

$10K · 50 participants

THE CHARMERY MERRIWEATHER LLC

THE CHARMERY MERRIWEATHER 401(K) PLAN

$10K · 12 participants

RIANA INC

RIANA INC 401(K) PROFIT SHARING PLAN & TRUST

$10K · 12 participants

TF DISTRIBUTION SERVICES GROUP

TF DISTRIBUTION SERVICES GROUP 401(K) PLAN

$10K · 5 participants

APEX NUTRITION LLC

APEX NUTRITION 401(K) PLAN

$10K · 1 participants