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Original filing (PDF)20250917141325NAL0000433889001
SXSW LLC
Form 5500
FILING_RECEIVED
SXSW 401(K) PLAN
401(k) retirement plan
Active participants
167
Accounts w/ balance
182
Plan assets (EOY)
$23.1M
Net assets (EOY)
$23.1M
How this plan invests
This plan
3 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SXSW LLC.
Plan sponsor
Name
SXSW LLC
EIN
46-1604402
Address
1400 LAVACA STREET SUITE 1100 · AUSTIN, TX · 78701
Phone
(512) 467-7979
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PEGGY S. EDGE CPA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $22K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $48K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PEGGY EDGE DBA PEGGY EDGE CPA LLC | — | CEDAR PARK, TX | AUDITOR | $8K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $19K | — |
Investments
23 direct securities · 3 pooled funds· $23.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$21.3M
23 holdings
Common Collective Trust
$1.6M
1 holding
Pooled Separate Account
$201K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party Maturity Value Cost Value * Empower Am Funds 2050 Target Date Retire | — | — | — | $2.6M | 11.2% | |
| Empower Fidelity 500 Index | — | — | — | $2.5M | 11.0% | |
| Empower Am Funds 2040 Target Date Retire | — | — | — | $2.2M | 9.6% | |
| Empower Am Funds 2025 Target Date Retire | — | — | — | $2.0M | 8.6% | |
| Empower Am Funds 2035 Target Date Retire | — | — | — | $1.9M | 8.3% | |
| INVESCO STABLE VALUE FUND INVESCO FUNDS · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $1.6M | 6.9% | |
| Empower Am Funds 2045 Target Date Retire | — | — | — | $1.5M | 6.5% | |
| Empower Am Funds 2020 Target Date Retire | — | — | — | $1.5M | 6.4% | |
| Empower Am Funds 2030 Target Date Retire | — | — | — | $1.2M | 5.2% | |
| Empower Am Funds 2055 Target Date Retire | — | — | — | $1.1M | 4.9% | |
| Empower Pioneer Bond | — | — | — | $1.0M | 4.4% | |
| Empower Fidelity International Index | — | — | — | $873K | 3.8% | |
| Empower PIMCO Income Instl | — | — | — | $503K | 2.2% | |
| Empower Fidelity MidCap Index | — | — | — | $458K | 2.0% | |
| Empower Am Funds New World | — | — | — | $382K | 1.7% | |
| Empower Fidelity SmallCap Index | — | — | — | $358K | 1.6% | |
| Empower JPMorgan Equity Income | — | — | — | $348K | 1.5% | |
| Empower Victory Sycamore Established Value | — | — | — | $240K | 1.0% | |
| Empower Nuveen Real Estate Securities Sel | — | — | — | $209K | 0.9% | |
| MFS INTL GROWTH EQUITY(IS PLATFORM) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 839 | Pooled Separate Account | — | — | $125K | 0.5% | |
| Empower Am Funds 2060 Target Date Retire | — | — | — | $108K | 0.5% | |
| Empower MFS MidCap Growth | — | — | — | $80K | 0.3% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $75K | 0.3% | |
| Empower Am Funds 2065 Target Date Retire | — | — | — | $63K | 0.3% | |
| Empower DFA US Small Cap Growth Instl | — | — | — | $61K | 0.3% | |
| Empower AllSpring Special Small Cap Value ** 138 * Participant Loans Interest Rate: 5.25%-9.5% | — | — | — | $15K | <0.1% |