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Original filing (PDF)20251001091452NAL0012973841001
UG2, LLC
Form 5500
FILING_RECEIVED
UG2, LLC 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
92% in single holdingNo recordkeeper disclosed
Active participants
2,534
Accounts w/ balance
526
Plan assets (EOY)
$29.8M
Net assets (EOY)
$29.8M
How this plan invests
This plan
1 pooled trust
Schedule D
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
65
Knocking points off
- Top holding "Other" is 92% of plan.
- No recordkeeper disclosed on Schedule C.
- Only 21% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UG2, LLC.
Plan sponsor
Name
UG2, LLC
EIN
46-1581160
Address
101 HUNTINGTON AVENUE · 9TH FLOOR · BOSTON, MA · 02199
Phone
(617) 279-8100
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT PLANS ADMIN SERVICES | 16-1503696 | — | NONE | $73K | — |
Investments
3 direct securities · 1 pooled fund· $1.6M(5% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$789K
1 holding
OTHER
$722K
1 holding
Uncategorized
$67K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FEDERATED HERMES CAPITAL PRESERVATI FEDERATED HERMES SERVICES COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $789K | 2.7% | |
| Other | OTHER | — | $722K | $722K | 2.4% | |
| Interest-bearing cash (include money market accounts & certificates of deposit) | — | — | $34K | $34K | 0.1% | |
| Value of funds held in insurance company general account (unallocated contracts) | — | — | $33K | $33K | 0.1% |