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Original filing (PDF)20250707090342NAL0001492899001
SOVOS COMPLIANCE, LLC
Form 5500
FILING_RECEIVED
SOVOS COMPLIANCE, LLC 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
818
Accounts w/ balance
1,286
Plan assets (EOY)
$93.6M
Net assets (EOY)
$93.6M
How this plan invests
This plan
14 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOVOS COMPLIANCE, LLC.
Plan sponsor
Name
SOVOS COMPLIANCE, LLC
EIN
46-1379693
Address
200 BALLARDVALE STREET · BUILDING, 4TH FLOOR · WILMINGTON, MA · 01887
Phone
(866) 890-3970
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $152K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $25K | — |
Investments
29 direct securities · 14 pooled funds· $145.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$91.4M
29 holdings
Common Collective Trust
$53.9M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund " | — | — | — | $14.2M | 15.1% | |
| Fidelity Freedom Index Target Date 2055 Fund B " | — | — | — | $10.4M | 11.1% | |
| FID FRDM INX 2055 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $10.4M | 11.1% | |
| Fidelity Contrafund Fund " | — | — | — | $7.9M | 8.5% | |
| Fidelity Freedom Index Target Date 2050 Fund B " | — | — | — | $7.6M | 8.2% | |
| FID FRDM INX 2050 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $7.6M | 8.2% | |
| Fidelity Freedom Index Target Date 2060 Fund B " | — | — | — | $7.0M | 7.4% | |
| FID FRDM INX 2060 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $7.0M | 7.4% | |
| Fidelity Freedom Index Target Date 2045 Fund B " | — | — | — | $6.7M | 7.1% | |
| FID FRDM INX 2045 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $6.7M | 7.1% | |
| Fidelity Freedom Index Target Date 2040 Fund B " | — | — | — | $5.8M | 6.2% | |
| FID FRDM INX 2040 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $5.8M | 6.2% | |
| Fidelity Freedom Index Target Date 2035 Fund B " | — | — | — | $5.7M | 6.1% | |
| FID FRDM INX 2035 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $5.7M | 6.1% | |
| Fidelity Freedom Index Target Date 2030 Fund B " | — | — | — | $3.8M | 4.1% | |
| FID FRDM INX 2030 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $3.8M | 4.1% | |
| Fidelity Government Money Market Fund " | — | — | — | $2.6M | 2.8% | |
| Fidelity Freedom Index Target Date 2020 Fund B " | — | — | — | $2.4M | 2.6% | |
| FID FRDM INX 2020 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $2.4M | 2.6% | |
| Fidelity International Index Fund " | — | — | — | $2.1M | 2.3% | |
| John Hancock Funds Disciplined Value Mid Cap Fund R6 " | — | — | — | $1.9M | 2.0% | |
| Fidelity Freedom Index Target Date 2025 Fund B " | — | — | — | $1.8M | 2.0% | |
| FID FRDM INX 2025 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $1.8M | 2.0% | |
| Principal Equity Income Fund " | — | — | — | $1.7M | 1.8% | |
| Fidelity U.S. Bond Index Fund " | — | — | — | $1.5M | 1.7% | |
| Janus Henderson Triton Fund " | — | — | — | $1.5M | 1.6% | |
| Fidelity Small Cap Index Fund " | — | — | — | $1.3M | 1.3% | |
| Fidelity Mid Cap Index Fund " | — | — | — | $1.3M | 1.3% | |
| PGIM TOT RET BOND LP GREAT GRAY TRUST COMPANY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $1.2M | 1.3% | |
| Fidelity Freedom Index Target Date 2065 Fund B " | — | — | — | $848K | 0.9% | |
| FID FRDM INX 2065 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $848K | 0.9% | |
| MassMutual Select Mid Cap Growth Fund " | — | — | — | $739K | 0.8% | |
| American Funds EuroPacific Growth Fund " | — | — | — | $654K | 0.7% | |
| Invesco Developing Markets Fund Class R6 " | — | — | — | $614K | 0.7% | |
| Fidelity Freedom Index Target Date 2015 Fund B " | — | — | — | $542K | 0.6% | |
| FID FRDM INX 2015 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $542K | 0.6% | |
| PIMCO Income Fund Mutual fund | — | — | — | $386K | 0.4% | |
| ABF Small Cap Val R5 " | — | — | — | $318K | 0.3% | |
| PIMCO All Asset Fund " | — | — | — | $79K | <0.1% | |
| Fidelity Freedom Index Target Date Income Fund B " | — | — | — | $44K | <0.1% | |
| FID FRDM INX INC B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $44K | <0.1% | |
| Fidelity Short Term Bond Index Fund " | — | — | — | $40K | <0.1% | |
| FH CAP PRESRVN R6P FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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