Joann Habbas signed Risk Theory, LLC's 2022 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Risk Theory, LLC's EIN is 46-1265980.
Download the official 2022 Form 5500 (PDF) for Risk Theory, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2022 Form 5500 (PDF)Risk Theory, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $4K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| T. Rowe Retirement 2045 Fund | Other securities | — | — | $694K | 11.5% | |
| T. Rowe Retirement 2025 Fund | Other securities | — | — | $583K | 9.7% | |
| T. Rowe Retirement 2035 Fund | Other securities | — | — | $531K | 8.8% | |
| JPMorgan US Equity | Registered Investment Companies | — | — | $399K | 6.6% | |
| STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344 | Common Collective Trust | — | — | $373K | 6.2% | |
| State Street S&P 500 Index IX | Common Collective Trusts | — | — | $373K | 6.2% | |
| Alger Capital Appr Instit | Other securities | — | — | $368K | 6.1% | |
| Janus Hendersontriton Fund | Mutual Funds | — | — | $305K | 5.0% | |
| JPMorgan US Small Bond Company | Common Stocks | — | — | $290K | 4.8% | |
| T. Rowe Retirement 2030 Fund | Other securities | — | — | $279K | 4.6% | |
| T. Rowe Retirement 2055 Fund | Other securities | — | — | $261K | 4.3% | |
| T. Rowe Retirement 2015 Fund 268 Invesco Common Stock A | Mutual Funds | — | — | $252K | 4.2% | |
| T. Rowe Retirement 2050 Fund | Other securities | — | — | $219K | 3.6% | |
| T. Rowe Retirement 2040 Fund | Other securities | — | — | $195K | 3.2% | |
| maturing through September 2028 | Other securities | — | — | $168K | 2.8% | |
| Blackrock High Yield Bond | Other securities | — | — | $160K | 2.7% | |
| State Street S&P Midcap Index Non-lending J | Common Collective Trusts | — | — | $160K | 2.6% | |
| STATE ST S&P MD CP IDX NL J STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 347 | Common Collective Trust | — | — | $160K | 2.6% | |
| Delaware Small Cap Value Fund | Other securities | — | — | $142K | 2.3% | |
| JPMorgan Core Bond Fund | Other securities | — | — | $131K | 2.2% | |
| INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $108K | 1.8% | |
| T. Rowe Retirement 2060 Fund | Other securities | — | — | $93K | 1.5% | |
| FED Federated Intl Leaders | Other securities | — | — | $84K | 1.4% | |
| STATE ST RUSS SC IDX VIII | Common Collective Trusts | — | — | $74K | 1.2% | |
| STATE ST RUSS SC IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 340 | Common Collective Trust | — | — | $74K | 1.2% | |
| T. Rowe Retirement 2020 Fund | Other securities | — | — | $55K | 0.9% | |
| PIO Pioneer Bond Fund | Other securities | — | — | $48K | 0.8% | |
| Pimco Real Return Fund | Mutual Funds | — | — | $28K | 0.5% | |
| AC Strat Alloc MOD Fund | Other securities | — | — | $14K | 0.2% | |
| DWS RREEF REAL EST SEC A | Registered Investment Companies | — | — | $10K | 0.2% | |
| Virtus Emerging Market Equity Fund | Registered Investment Companies | — | — | $4K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | Pooled Separate Accounts | — | — | $3K | <0.1% | |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | Other securities | — | $3K | $3K | <0.1% | |
| During the plan year: Yes No Amount a | Other securities | — | — | $3K | <0.1% | |
| State Street International Index Stock Selection VIII | Other securities | — | — | $2K | <0.1% | |
| STATE ST INTL IDX SECLEND VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 336 | Common Collective Trust | — | — | $2K | <0.1% | |
| T. Rowe Retirement 2005 Fund | Other securities | — | — | $2K | <0.1% | |
| TROWE PRICE RET 2005 - R | Registered Investment Companies | — | — | $2K | <0.1% |
