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Original filing (PDF)20251007124652NAL0002683315001
ALULA, LLC
Form 5500
FILING_RECEIVED
ALULA/UPLINK 401(K) PLAN
401(k) retirement plan
Signals · 1
37% in single holding
Active participants
81
Accounts w/ balance
127
Plan assets (EOY)
$12.3M
Net assets (EOY)
$12.3M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Dimensional US Core Equity Mutual funds N/A" is 37% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALULA, LLC.
Plan sponsor
Name
ALULA, LLC
EIN
46-1009973
Address
428 MINNESOTA STREET, SUITE 300 · SAINT PAUL, MN · 55101
Phone
(651) 335-8239
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS FINANCIAL | 45-0140105 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EXCEL FINANCIAL | — | RED WING, MN | ADVISOR | $26K | — |
Investments
21 direct securities· $12.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Dimensional US Core Equity Mutual funds N/A | — | — | — | $4.5M | 36.8% | |
| Dimensional Investmenet Grade Inst. Mutual funds N/A | — | — | — | $1.5M | 11.9% | |
| Vanguard Growth Index Admiral Mutual funds N/A | — | — | — | $1.2M | 9.6% | |
| Dimensional International Core Mutual funds N/A | — | — | — | $1.0M | 8.5% | |
| Dimensional Emerging Markets Mutual funds N/A | — | — | — | $641K | 5.2% | |
| Dimensional International Small Cap Value Mutual funds N/A | — | — | — | $556K | 4.5% | |
| Vanguard Small cap Growth Index Admiral Mutual funds N/A | — | — | — | $548K | 4.5% | |
| Dimensional Five Year Global Fixed Income Mutual funds N/A | — | — | — | $475K | 3.9% | |
| Allspring Precious Metals FD Instl Cl Mutual funds N/A | — | — | — | $388K | 3.2% | |
| Dimensional Real Estate Securities Mutual funds N/A | — | — | — | $333K | 2.7% | |
| Similar Party Par or Maturity Value Cost Value * Alerus Money Market Fund Money market deposit account N/A | — | — | — | $205K | 1.7% | |
| Dimensional US Large Cap Value Mutual funds N/A | — | — | — | $156K | 1.3% | |
| Dimensional Short Term Extended Quality Inst. Mutual funds N/A | — | — | — | $132K | 1.1% | |
| Vanguard Energy Index Admiral CL Mutual funds N/A | — | — | — | $129K | 1.0% | |
| Notes receivable from participants Maturing 2025-2029 at Interest rates of 4.25% - 9.50% - | — | — | — | $123K | 1.0% | |
| Dimensional International Real Securities Mutual funds N/A | — | — | — | $104K | 0.8% | |
| Dimensional DFA US Targeted Value Mutual funds N/A | — | — | — | $96K | 0.8% | |
| AFS Europacific Growth R6 Mutual funds N/A | — | — | — | $93K | 0.8% | |
| Dodge & Cox Global Bond X Mutual funds N/A | — | — | — | $39K | 0.3% | |
| Shelton S&P Mid Cap Index Fd Mutual funds N/A | — | — | — | $37K | 0.3% | |
| Dimensional Inflation-Protected Securities I Mutual funds N/A | — | — | — | $2K | <0.1% |
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