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Original filing (PDF)20251016003059NAL0005788465001
DUMMEN NA, INC.
Form 5500
FILING_RECEIVED
DUMMEN NA, INC. 401K RETIREMENT PLAN
401(k) retirement plan
Active participants
265
Accounts w/ balance
230
Plan assets (EOY)
$23.2M
Net assets (EOY)
$23.2M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUMMEN NA, INC..
Plan sponsor
Name
DUMMEN NA, INC.
EIN
46-0946062
Address
250 SOUTH HIGH STREET, · SUITE 650 · COLUMBUS, OH · 43215
Phone
(380) 228-7321
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & CO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $5K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLANS, INC. | 90-0734163 | — | INVESTMENT/FINANCIAL ADVI | $69K | — |
Investments
35 direct securities · 1 pooled fund· $23.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$22.8M
35 holdings
Common Collective Trust
$272K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NUVEEN LC GROWTH INDEX R6 | Registered Investment Companies | — | — | $2.9M | 12.7% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $2.6M | 11.1% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $1.4M | 6.0% | |
| AMC HERITAGE R6 | Registered Investment Companies | — | — | $1.4M | 5.9% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $1.3M | 5.5% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $1.2M | 5.2% | |
| VANGUARD INFO TECH IDX ADMIRAL | Registered Investment Companies | — | — | $1.2M | 5.2% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $1.1M | 5.0% | |
| VICTORY SMALL CO OPP R6 | Registered Investment Companies | — | — | $1.0M | 4.5% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $975K | 4.2% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $936K | 4.0% | |
| VANGUARD EXPLORER ADMIN | Registered Investment Companies | — | — | $799K | 3.5% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $659K | 2.8% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $618K | 2.7% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $563K | 2.4% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $530K | 2.3% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $459K | 2.0% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $434K | 1.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $407K | 1.8% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $339K | 1.5% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $339K | 1.5% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $311K | 1.3% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $272K | 1.2% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $234K | 1.0% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $233K | 1.0% | |
| JPM EMERGING MARKETS EQUITY R6 | Registered Investment Companies | — | — | $164K | 0.7% | |
| AMF BOND FUND OF AMERICA R6 | Registered Investment Companies | — | — | $160K | 0.7% | |
| FEDERATED HERMES INSTL HIYD BD | Registered Investment Companies | — | — | $121K | 0.5% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $110K | 0.5% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $100K | 0.4% | |
| FEDHM CORP BOND IS | Registered Investment Companies | — | — | $83K | 0.4% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $32K | 0.1% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $23K | 0.1% | |
| JAN HENDERSON GL REAL ESTATE I | Registered Investment Companies | — | — | $23K | 0.1% | |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $14K | <0.1% | |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $10K | <0.1% |