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Original filing (PDF)20250805124349NAL0001824945001
DX MSO PLLC
Form 5500
FILING_RECEIVED
DX MSO PLLC 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 3
100% in single holding~122 bps in Sched C fees10 service providers
Active participants
117
Accounts w/ balance
162
Plan assets (EOY)
$2.0M
Net assets (EOY)
$2.0M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)]" is 100% of plan.
- 122 bps in Schedule C fees — 134% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DX MSO PLLC.
Plan sponsor
Name
DX MSO PLLC
EIN
46-0933667
Address
1025 PEERLESS CROSSING NW · CLEVELAND, TN · 37312
Phone
(423) 476-5990
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-05
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HENDERSON, HUTCHERSON & MCCULLOUGH
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $12K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES INC. | — | OAKDALE, MN | INVESTMENT ADVISOR | $3K | — |
| WOODBURY FINANCIAL SERVICES, INC. | — | OAKDALE, MN | INVESTMENT ADVISOR | $3K | — |
| EMPOWER ANNUITY INS CO. OF AMERICA | — | GREENWOO VILLAGE, CO | INVESTMENT ADVISOR | $3K | — |
TPA / Administrator
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES INC | — | KNOXVILLE, TN | CONTRACT ADMIN | $3K | — |
| ERISA SERVICES, INC. | — | KNOXVILLE, TN | CONTRACT ADMIN | $3K | — |
| ERISA SERVICES, INC. | — | KNOXVILLE, TN | THIRD PARTY ADMINISTRATO | $0 | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $24 | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $24 | — |
| LPL FINANCIAL CORPORATION | 95-2834236 | — | SERVICE PROVIDER | $0 | — |
Investments
1 direct security · 1 pooled fund· $3.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.9M
1 holding
Pooled Separate Account
$1.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $1.9M | 91.1% | |
| MORNINGSTAR - 36-3297908 VOYA RETIREMENT INSURANCE AND ANNUITY CO. · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $1.9M | 91.1% |
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