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Original filing (PDF)20251009150831NAL0004025699001
MIDDLEBURG MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
MIDDLEBURG 401(K) PLAN
401(k) retirement plan
Signals · 1
100% in single holding
Active participants
150
Accounts w/ balance
127
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
19 pooled trusts
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "( C) $ $ ValueCurrent 7,295,545 3,443,167" is 100% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MIDDLEBURG MANAGEMENT, LLC.
Plan sponsor
Name
MIDDLEBURG MANAGEMENT, LLC
EIN
46-0927391
Address
1921 GALLOWS ROAD, STE. 700 · VIENNA, VA · 22182
Phone
(703) 498-2530
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JONES & MCINTYRE, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLANNERS & ADMINISTRATOR | — | FALLS CHURCH, VA | RECORDKEEPER | $20K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP | 33-0905143 | ALISO VIEJO, CA | ADVISOR | $23K | — |
Investments
1 direct security · 19 pooled funds· $5.0M(69% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.4M
19 holdings
Uncategorized
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ( C) $ ValueCurrent 7,295,545 3,443,167 | — | — | $3.8M | $1.6M | 21.7% | |
| FLEXPATH INDEX MODERATE RETIREMENT GREAT GRAY TRUST COMPANY · EIN 47-2248665 / PN 211 | Common Collective Trust | — | — | $1.4M | 19.0% | |
| FLEXPATH INDEX MODERATE 2045 GREAT GRAY TRUST COMPANY · EIN 47-2516187 / PN 220 | Common Collective Trust | — | — | $357K | 4.9% | |
| FLEXPATH INDEX MODERATE 2055 GREAT GRAY TRUST COMPANY · EIN 47-2563528 / PN 223 | Common Collective Trust | — | — | $286K | 3.9% | |
| FLEXPATH INDEX AGGRESSIVE 2045 GREAT GRAY TRUST COMPANY · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $260K | 3.5% | |
| LARGE CAP GROWTH III R1 GREAT GRAY TRUST COMPANY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $226K | 3.1% | |
| FLEXPATH INDEX MODERATE 2035 GREAT GRAY TRUST COMPANY · EIN 47-2478524 / PN 217 | Common Collective Trust | — | — | $209K | 2.8% | |
| MID CAP VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $138K | 1.9% | |
| COHEN & STEERS U.S. REALTY FUND SEI TRUST COMPANY · EIN 46-3411346 / PN 064 | Common Collective Trust | — | — | $128K | 1.7% | |
| BLACKROCK EAFE EQUITY INDEX GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 001 | Common Collective Trust | — | — | $108K | 1.5% | |
| LARGE CAP VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $103K | 1.4% | |
| STABLE VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $80K | 1.1% | |
| SMALL CAP VALUE FUND III R1 GREAT GRAY TRUST COMPANY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $46K | 0.6% | |
| INTERNATIONAL EQUITY R1 GREAT GRAY TRUST COMPANY · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $34K | 0.5% | |
| FLEXPATH INDEX MODERATE 2065 GREAT GRAY TRUST COMPANY · EIN 38-7271379 / PN 760 | Common Collective Trust | — | — | $33K | 0.4% | |
| FLEXPATH INDEX AGGRESSIVE 2055 GREAT GRAY TRUST COMPANY · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $30K | 0.4% | |
| FLEXPATH INDEX AGGRESSIVE 2035 GREAT GRAY TRUST COMPANY · EIN 47-2468898 / PN 216 | Common Collective Trust | — | — | $4K | <0.1% | |
| FLEXPATH INDEX AGGRESSIVE 2065 GREAT GRAY TRUST COMPANY · EIN 38-7271378 / PN 759 | Common Collective Trust | — | — | $4K | <0.1% | |
| WTRISC CIT III FOR METLIFE GROUP AN METLIFE STABLE VALUE · EIN 26-3527234 / PN 000 | Common Collective Trust | — | — | $512 | <0.1% | |
| FLEXPATH INDEX MODERATE 2025 GREAT GRAY TRUST COMPANY · EIN 47-2285799 / PN 214 | Common Collective Trust | — | — | $0 | <0.1% |