Original filing (PDF)20250908105854NAL0012239555002

KATHERINE BAO-SHIAN LEE, M.D., A PROFESSIONAL CORPORATION

Name: KATHERINE BAO-SHIAN LEE, M.D., A PROFESSIONAL CORPORATION — KATHERINE BAO-SHIAN LEE, M.D. APC 401(K) PLAN, Form 5500 (2024)
Creator: KATHERINE BAO-SHIAN LEE, M.D., A PROFESSIONAL CORPORATION

Form 5500

FILING_RECEIVED

KATHERINE BAO-SHIAN LEE, M.D. APC 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

—

Net assets (EOY)

—

How this plan invests

This plan

3 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for KATHERINE BAO-SHIAN LEE, M.D., A PROFESSIONAL CORPORATION.

Plan sponsor

Name

KATHERINE BAO-SHIAN LEE, M.D., A PROFESSIONAL CORPORATION

EIN

46-0872070all filings

Address

24431 CALLE DE LA LOUISA · SUITE 200 · LAGUNA HILLS, CA · 92653

Phone

(949) 266-0216

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-08

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

No Schedule C providers reported

Investments

3 pooled funds· $42K

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001	Common Collective Trust	$30K	70.8%
T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001	Common Collective Trust	$9K	21.0%
T. ROWE PRICE RETIREMENT 2055 TR F T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001	Common Collective Trust	$3K	8.2%

1–3 of 3

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