Original filing (PDF)20241010062252NAL0033400144001

PWA FINANCIAL, LLC

Name: PWA FINANCIAL, LLC — PWA FINANCIAL, LLC 401(K) RETIREMENT PLAN, Form 5500 (2023)
Creator: PWA FINANCIAL, LLC

Form 5500-SF

FILING_RECEIVED

PWA FINANCIAL, LLC 401(K) RETIREMENT PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.8M

Net assets (EOY)

$1.8M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PWA FINANCIAL, LLC.

Plan sponsor

Name

PWA FINANCIAL, LLC

EIN

46-0805636

Address

503 E. WASHINGTON AVENUE · SUITE 1B · NEWTOWN, PA · 18940

Phone

(215) 710-0737

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-10

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

Small plans don't disclose service providers

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