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Original filing (PDF)20240404091512NAL0015999201001
IDENTITY MANAGEMENT SERVICES ORGANIZATION, LLC
Form 5500
FILING_RECEIVED
IDENTITY MANAGEMENT SERVICES ORGANIZATION, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
0
Accounts w/ balance
0
Plan assets (EOY)
$0
Net assets (EOY)
$0
How this plan invests
This plan
1 collective trust
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IDENTITY MANAGEMENT SERVICES ORGANIZATION, LLC.
Plan sponsor
Name
IDENTITY MANAGEMENT SERVICES ORGANIZATION, LLC
EIN
46-0648316
Address
5450 TELEGRAPH RAOD · SUITE 100 · VENTURA, CA · 93003
Phone
(805) 856-7824
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-08-31
Filed
2024-04-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GWLA | 84-0467907 | — | RECORDKEEPER | $9K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER SMITH | 13-5674085 | — | ADVISOR | $12K | — |
| MERRILL LYNCH PIERCE FENNER | 13-5674085 | — | ADVISOR | $0 | — |
TPA / Administrator
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 82-3719843 | — | TPA | $27K | — |
| QBI LLC | 26-2768667 | — | TPA COMMISSION | $0 | — |
| FUTUREPLAN BY ASCENSUS | 82-3719843 | — | TPA | $0 | — |
Investments
1 pooled fund· $0
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO · EIN 01-1590850 / PN 000 | Pooled Separate Account | $0 | — |
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