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Original filing (PDF)20250807132502NAL0011043810001
SULLIVAN, INC.
Form 5500
FILING_RECEIVED
SULLIVAN, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
71
Accounts w/ balance
165
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (20 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SULLIVAN, INC..
Plan sponsor
Name
SULLIVAN, INC.
EIN
46-0333741
Address
3101 NORTH FOURTH AVENUE · SIOUX FALLS, SD · 57104
Phone
(605) 274-7810
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $15K | — |
Investments
28 direct securities · 1 pooled fund· $8.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.3M
28 holdings
Common Collective Trust
$802K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Federated Capital Preservation Fund Common Collective Trust N/A | — | — | — | $802K | 11.0% | |
| FEDERATED HERMES CAPITL PRESERVATIO FEDERATED INVESTORS · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $802K | 11.0% | |
| BlackRock Large Cap Focus Growth Fund Mutual Fund N/A | — | — | — | $724K | 9.9% | |
| Metropolitan West Total Return Bond Fund Mutual Fund N/A | — | — | — | $643K | 8.8% | |
| Vanguard Value Index Fund Mutual Fund N/A | — | — | — | $641K | 8.8% | |
| Vanguard Target Retirement 2030 Fund Mutual Fund N/A | — | — | — | $639K | 8.7% | |
| Vanguard Growth & Income Fund Mutual Fund N/A | — | — | — | $512K | 7.0% | |
| DFA World Ex US Core Equity Fund Mutual Fund N/A | — | — | — | $459K | 6.3% | |
| Vanguard Mid Cap Index Fund Mutual Fund N/A | — | — | — | $337K | 4.6% | |
| Vanguard Target Retirement 2020 Fund Mutual Fund N/A | — | — | — | $270K | 3.7% | |
| Vanguard Wellington Fund Mutual Fund N/A | — | — | — | $269K | 3.7% | |
| Vanguard Target Retirement 2055 Fund Mutual Fund N/A | — | — | — | $254K | 3.5% | |
| Vanguard Target Retirement 2025 Fund Mutual Fund N/A | — | — | — | $246K | 3.4% | |
| Vanguard Target Retirement 2040 Fund Mutual Fund N/A | — | — | — | $241K | 3.3% | |
| Vanguard Small Cap Index Fund Mutual Fund N/A | — | — | — | $239K | 3.3% | |
| Vanguard Target Retirement 2035 Fund Mutual Fund N/A | — | — | — | $228K | 3.1% | |
| Vanguard Target Retirement 2045 Fund Mutual Fund N/A | — | — | — | $158K | 2.2% | |
| Fidelity U.S. Bond Index Fund Mutual Fund N/A | — | — | — | $119K | 1.6% | |
| Vanguard Total Stock Market Index Fund Mutual Fund N/A | — | — | — | $114K | 1.6% | |
| Notes Receivable from Participants Maturing 2026-2029 at Interest Rates of 5.00% to 9.50% $ - | — | — | — | $89K | 1.2% | |
| Vanguard Target Retirement 2060 Fund Mutual Fund N/A | — | — | — | $85K | 1.2% | |
| Vanguard Target Retirement Income Fund Mutual Fund N/A | — | — | — | $66K | 0.9% | |
| BlackRock Mid Cap Growth Equity Fund Mutual Fund N/A | — | — | — | $63K | 0.9% | |
| Vanguard Target Retirement 2050 Fund Mutual Fund N/A | — | — | — | $55K | 0.8% | |
| Fidelity International Index Fund Mutual Fund N/A | — | — | — | $31K | 0.4% | |
| Vanguard Target Retirement 2065 Fund Mutual Fund N/A | — | — | — | $14K | 0.2% | |
| DFA U.S. Large Cap Value Fund Mutual Fund N/A | — | — | — | $9K | 0.1% | |
| Vanguard Growth Index Fund Mutual Fund N/A | — | — | — | $4K | <0.1% | |
| DFA U.S. Small Cap Fund Mutual Fund N/A | — | — | — | $2K | <0.1% |
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