This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | NONE | $456K | — |
| DODGE & COX | 94-1441976 | — | NONE | $302K | — |
| ROBERT W. BAIRD & COMPANY | 39-6037917 | — | NONE | $260K | — |
| WCM INVESTMENT MANAGEMENT | 95-3046237 | — | NONE | $232K | — |
| NUVEEN ASSET MANAGEMENT | 27-4357327 | — | NONE | $172K | — |
| ALLSPRING | 95-3692822 |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFB NT COLLECTIVE S&P 500 INDEX FUN NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 001 | Common Collective Trust | — | — | $170.2M |
| — |
| NONE |
| $132K |
| — |
| NEUBERGER & BERMAN | 13-5521910 | — | NONE | $110K | — |
| RHUMBLINE ADVISERS | 04-3118582 | — | NONE | $26K | — |
| 12.6% |
| CF WF US CORE FIXED INCOME FUND WELLS FARGO · EIN 77-0607599 / PN 000 | Common Collective Trust | — | — | $69.7M | 5.2% |
| MFB NT COLLECTIVE AGGREGATE BOND IN NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 029 | Common Collective Trust | — | — | $59.7M | 4.4% |
| MFB NT COLLECTIVE RUSSELL 1000 VALU NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 008 | Common Collective Trust | — | — | $40.0M | 3.0% |
| NT COLLECTIVE SHORT TERM INVT FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 084 | Common Collective Trust | — | — | $30.9M | 2.3% |
| 3.256% 05-15-20604.563% DUE | — | — | — | $21K | <0.1% |
| 3.0% DUE 07-01-20503.0% DUE 08-01-20502.0% 02-01-20512.5% DUE 01-01-20512.5% DUE 04-01-20512.5% DUE 07-01-20514.5% DUE 07-01-20525.5% 11-01-2052 BEO6.0% 03-01-20535.5% 04-01-2053 4.0% 05-01-20384.09% 06-01- | — | — | — | $20K | <0.1% |
