Back to filter
Original filing (PDF)20251014181210NAL0001751795001
APEEL TECHNOLOGY, INC.
Form 5500
FILING_RECEIVED
APEEL SCIENCES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
108
Accounts w/ balance
294
Plan assets (EOY)
$19.7M
Net assets (EOY)
$19.7M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (9 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APEEL TECHNOLOGY, INC..
Plan sponsor
Name
APEEL TECHNOLOGY, INC.
EIN
45-5551038
Address
71 S. LOS CARNEROS ROAD · GOLETA, CA · 93117
Phone
(877) 926-5184
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BARTLETT, PRINGLE & WOLF LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $8K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY WORKPLACE SERVICES LLC | 04-3532603 | — | PLAN ADMINISTRATOR | $11K | — |
Investments
30 direct securities · 1 pooled fund· $19.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.7M
30 holdings
Common Collective Trust
$71K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FDM IDX 2060 PRM Mutual Fund | — | — | — | $3.3M | 16.5% | |
| FID FDM IDX 2050 PRM Mutual Fund | — | — | — | $3.1M | 15.8% | |
| FID FDM IDX 2055 PRM Mutual Fund | — | — | — | $2.5M | 12.5% | |
| FID 500 INDEX Mutual Fund | — | — | — | $1.7M | 8.8% | |
| FID LG CAP GR IDX Mutual Fund | — | — | — | $1.1M | 5.5% | |
| FID FDM IDX 2045 PRM Mutual Fund | — | — | — | $1.0M | 5.2% | |
| COL DIVIDEND INC I3 Mutual Fund | — | — | — | $927K | 4.7% | |
| FID INTL INDEX Mutual Fund | — | — | — | $805K | 4.1% | |
| FID FDM IDX 2035 PRM Mutual Fund | — | — | — | $746K | 3.8% | |
| FID FDM IDX 2040 PRM Mutual Fund | — | — | — | $713K | 3.6% | |
| GABELLI US MM I Interest-Bearing Cash | — | — | — | $512K | 2.6% | |
| FID FDM IDX 2030 PRM Mutual Fund | — | — | — | $482K | 2.4% | |
| MFS MID CAP VALUE R6 Mutual Fund | — | — | — | $400K | 2.0% | |
| FID MID CAP IDX Mutual Fund | — | — | — | $305K | 1.5% | |
| BLKRK MD CP GR EQ K Mutual Fund | — | — | — | $276K | 1.4% | |
| FID SM CAP IDX Mutual Fund | — | — | — | $244K | 1.2% | |
| DFA INVT GRD PORT IS Mutual Fund | — | — | — | $242K | 1.2% | |
| FID FDM IDX 2025 PRM Mutual Fund | — | — | — | $205K | 1.0% | |
| AM CENT SMCAP VAL R6 Mutual Fund | — | — | — | $200K | 1.0% | |
| OUTSTANDING LOAN BALANCE Participant Loans*** | — | — | — | $180K | 0.9% | |
| JPM INTL EQUITY R6 Mutual Fund | — | — | — | $144K | 0.7% | |
| AM CENT SM CAP GR R6 Mutual Fund | — | — | — | $122K | 0.6% | |
| AF NEW WORLD R6 Mutual Fund | — | — | — | $114K | 0.6% | |
| FID FDM IDX 2065 PRM Mutual Fund | — | — | — | $110K | 0.6% | |
| DFA INTL VECTOR EQ I Mutual Fund | — | — | — | $108K | 0.5% | |
| C&S US REALTY P SEI TRUST COMPANY · EIN 46-3411346 / PN 064 | Common Collective Trust | — | — | $71K | 0.4% | |
| PGIM HIGH YIELD R6 Mutual Fund | — | — | — | $53K | 0.3% | |
| FID FDM IDX INC PRM Mutual Fund | — | — | — | $51K | 0.3% | |
| AF INFL LINKED BD R6 Mutual Fund | — | — | — | $26K | 0.1% | |
| FID FDM IDX 2020 PRM Mutual Fund | — | — | — | $11K | <0.1% | |
| FID FDM IDX 2015 PRM Mutual Fund | — | — | — | $4K | <0.1% |