Back to filter
Original filing (PDF)20250717121816NAL0000110851001
PHOENIX SERVICES LLC
Form 5500
FILING_RECEIVED
PHOENIX SERVICES LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
280
Accounts w/ balance
205
Plan assets (EOY)
$5.6M
Net assets (EOY)
$5.6M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX SERVICES LLC.
Plan sponsor
Name
PHOENIX SERVICES LLC
EIN
45-5483929
Address
10260 WESTHEIMER RD SUITE 460 · HOUSTON, TX · 77042
Phone
(713) 952-5533
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$13K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 26-4310632 | — | ADVISOR | $0 | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
25 direct securities · 1 pooled fund· $5.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.5M
25 holdings
Common Collective Trust
$49K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FA FREEDOM 2035 A Registered Investment Company | — | — | — | $743K | 13.3% | |
| FA FREEDOM 2045 A Registered Investment Company | — | — | — | $582K | 10.5% | |
| FA FREEDOM 2040 A Registered Investment Company | — | — | — | $566K | 10.2% | |
| FA FREEDOM 2030 A Registered Investment Company | — | — | — | $491K | 8.8% | |
| FA FREEDOM 2025 A Registered Investment Company | — | — | — | $464K | 8.3% | |
| FA FREEDOM 2050 A Registered Investment Company | — | — | — | $427K | 7.7% | |
| NWD S&P 500 INDEX R Registered Investment Company | — | — | — | $356K | 6.4% | |
| FA FREEDOM 2055 A Registered Investment Company | — | — | — | $271K | 4.9% | |
| FA FREEDOM 2020 A Registered Investment Company | — | — | — | $242K | 4.3% | |
| JPM LG CAP VALUE R2 Registered Investment Company | — | — | — | $211K | 3.8% | |
| FA FREEDOM 2070 A Registered Investment Company ** 540 NWD SM CAP INDEX R Registered Investment Company | — | — | — | $199K | 3.6% | |
| PGIM TOTAL RTN BD R Registered Investment Company | — | — | — | $169K | 3.0% | |
| AB LG CAP GRTH R Registered Investment Company | — | — | — | $155K | 2.8% | |
| PIF MIDCAP FUND R3 Registered Investment Company | — | — | — | $143K | 2.6% | |
| FA UTILITIES M Registered Investment Company | — | — | — | $99K | 1.8% | |
| FA FREEDOM 2015 A Registered Investment Company | — | — | — | $89K | 1.6% | |
| FA FREEDOM INC A Registered Investment Company | — | — | — | $69K | 1.2% | |
| FA FREEDOM 2060 A Registered Investment Company | — | — | — | $66K | 1.2% | |
| NWD MD CP MKT IDX R Registered Investment Company | — | — | — | $59K | 1.1% | |
| FA STABLE VALUE II FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $49K | 0.9% | |
| J H OVERSEAS R Registered Investment Company | — | — | — | $38K | 0.7% | |
| FA FREEDOM 2065 A Registered Investment Company | — | — | — | $28K | 0.5% | |
| MGL EM MKTS EQ R Registered Investment Company | — | — | — | $22K | 0.4% | |
| PUTNAM SM CAP GRTH R Registered Investment Company | — | — | — | $21K | 0.4% | |
| FKLN SM CAP VALUE R Registered Investment Company | — | — | — | $10K | 0.2% | |
| VRTS NFJ MC VAL A Registered Investment Company | — | — | — | $3K | <0.1% |
Related plans
Other plans using MORGAN STANLEY SMITH BARNEY
VALERO ENERGY CORPORATION
VALERO ENERGY CORPORATION PENSION PLAN
$2.6B · 6,554 participants
TRUSTEES OF OHIO CARPENTERS' PENSION PLAN
OHIO CARPENTERS' PENSION PLAN
$2.1B · 12,519 participants
BOARD OF TRUSTEES SEAFARERS PENSION PLAN
SEAFARERS PENSION PLAN
$2.1B · 7,295 participants
BD OF TRUSTEES ANNUITY FUND OF THE IUOE LCL UNION 94, 94A, 94B AFL-CIO
ANNUITY FD OF THE IUOE LOCAL UNION 94, 94A, 94B AFL-CIO
$1.8B · 5,885 participants
BOARD OF TRUSTEES H&GL LOCAL UNIONS 472 & 172 OF NJ PENSION FUND
HEAVY AND GENERAL LABORERS' LOCAL UNIONS 472 AND 172 OF NEW JERSEY PENSION FUND
$1.8B · 7,670 participants
COVINGTON & BURLING LLP
COVINGTON & BURLING RETIREMENT SAVINGS PLAN
$1.7B · 2,086 participants
Similar-size Mining, Quarrying, Oil & Gas plans
MINING EQUIPMENT, LTD.
MINING EQUIPMENT 401(K) PROFIT SHARING PLAN
$5.6M · 24 participants
TOTAL SAND SERVICES, LLC
TOTAL SAND SERVICES, LLC 401(K) PLAN
$5.6M · 398 participants
WEST BAY EXPLORATION
WEST BAY 401(K) PLAN
$5.5M · 54 participants
PEBBLE SERVICES, INC.
PEBBLE SERVICES INC. 401(K) PLAN
$5.5M · 10 participants
J & A SERVICES, LLC
J & A SERVICES, LLC 401(K) PLAN
$5.7M · 220 participants
NAABANI TWIN STARS, LLC DBA TWIN STARS, LLC
TWIN STARS, LLC. 401(K) PROFIT SHARING PLAN
$5.7M · 36 participants
Large plans in Texas
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
AT&T INC.
AT&T SAVINGS PLAN MASTER TRUST
$42.6B
AT&T INC.
SBC MASTER PENSION TRUST
$30.6B
AT&T INC.
AT&T PENSION BENEFIT PLAN
$28.3B · 93,065 participants
AMERICAN AIRLINES, INC. - RETIREMENT
MASTER TRUST FOR DC PLANS OF AMERICAN AIRLINES, INC. AND AFFILIATES
$27.7B
SAMMONS ENTERPRISES, INC.
SAMMONS ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$23.9B · 3,454 participants