Original filing (PDF)20241220140237NAL0003452307001

AFFIRM, INC.

Name: AFFIRM, INC. — AFFIRM, INC. 401(K) PLAN, Form 5500 (2023)
Creator: AFFIRM, INC.

Form 5500

FILING_RECEIVED

AFFIRM, INC. 401(K) PLAN

401(k) retirement plan

Active participants

1,571

Accounts w/ balance

2,403

Plan assets (EOY)

$149.6M

Net assets (EOY)

$149.6M

How this plan invests

This plan

7 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Helping the score

Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AFFIRM, INC..

Plan sponsor

Name

AFFIRM, INC.

EIN

45-5413534

Address

650 CALIFORNIA ST. · 12TH FLOOR · SAN FRANCISCO, CA · 94108

Phone

(734) 718-3219

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2024-01-01

Tax period

2024-06-30

Filed

2024-12-20

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3F · Sponsor used leased employees

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

WINDES, INC.

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	-$12K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$9K	—

Investments

7 pooled funds· $8.2M(5% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Investment	Type	Current value	% of plan
LARGE CAP GR III I1 GREAT GRAY TRUST COMPANY · EIN 38-7275327 / PN 001	Common Collective Trust	$3.6M	2.4%
LARGE CP VALUE I1 GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426	Common Collective Trust	$2.5M	1.7%
STABLE VALUE FUND I1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653	Common Collective Trust	$693K	0.5%
INTL GR II FEE I1 GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619	Common Collective Trust	$442K	0.3%
SMALL CAP VAL II I1 GREAT GRAY TRUST COMPANY · EIN 38-4097325 / PN 488	Common Collective Trust	$406K	0.3%
SMALL CAP GR II I1 GREAT GRAY TRUST COMPANY · EIN 38-4126288 / PN 592	Common Collective Trust	$395K	0.3%
CORE PLUS BOND II I1 GREAT GRAY TRUST COMPANY · EIN 38-7271377 / PN 758	Common Collective Trust	$181K	0.1%