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Original filing (PDF)20250818150624NAL0000711299001
SOCI INC.
Form 5500
FILING_RECEIVED
SOCI 401(K) PLAN
401(k) retirement plan
Signals · 1
~81 bps in Sched C fees
Active participants
373
Accounts w/ balance
467
Plan assets (EOY)
$14.3M
Net assets (EOY)
$14.3M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 81 bps in Schedule C fees — 179% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOCI INC..
Plan sponsor
Name
SOCI INC.
EIN
45-5383269
Address
350 TENTH AVE SUITE 101 · SAN DIEGO, CA · 92101
Phone
(858) 225-4110
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $72K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $32K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
Investments
28 direct securities· $14.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2055 Instl Prem | — | — | — | $2.2M | 15.6% | |
| Fidelity Freedom Index 2050 Instl Prem | — | — | — | $1.9M | 13.6% | |
| Fidelity 500 Index | — | — | — | $1.5M | 10.5% | |
| Fidelity Freedom Index 2060 Instl Prem | — | — | — | $1.3M | 9.0% | |
| Fidelity Freedom Index 2040 Instl Prem | — | — | — | $1.2M | 8.3% | |
| Fidelity Freedom Index 2045 Instl Prem | — | — | — | $1.1M | 7.4% | |
| Fidelity Total Market Index | — | — | — | $669K | 4.7% | |
| MFS Intl Diversification R6 | — | — | — | $529K | 3.7% | |
| American Funds New World R6 | — | — | — | $524K | 3.7% | |
| Fidelity Freedom Index 2035 Instl Prem | — | — | — | $486K | 3.4% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $435K | 3.1% | |
| Fidelity Mid Cap Index | — | — | — | $376K | 2.6% | |
| Fidelity Freedom Index 2030 Instl Prem | — | — | — | $361K | 2.5% | |
| JPMorgan Equity Income R6 | — | — | — | $300K | 2.1% | |
| Empower Fixed Account - Series Class I | — | — | — | $289K | 2.0% | |
| Fidelity Small Cap Index | — | — | — | $249K | 1.7% | |
| Notes receivable from participants, due at various dates * Plan Participants through October 2039; interest rates from 5.00% to 9.50% $0 | — | — | — | $230K | 1.6% | |
| American Funds Bond Fund of America R6 | — | — | — | $134K | 0.9% | |
| Fidelity Small Cap Growth R6 | — | — | — | $111K | 0.8% | |
| MFS Mid Cap Value R6 | — | — | — | $97K | 0.7% | |
| PGIM US Real Estate R6 | — | — | — | $94K | 0.7% | |
| Pimco Income Instl | — | — | — | $55K | 0.4% | |
| PGIM High-Yield R6 | — | — | — | $41K | 0.3% | |
| Franklin Small Cap Value R6 | — | — | — | $40K | 0.3% | |
| Pimco Real Return Instl | — | — | — | $35K | 0.2% | |
| MFS Mid Cap Growth R6 | — | — | — | $31K | 0.2% | |
| Pimco Int Bond (USD-Hedged) Instl | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Index Inc Instl Prem | — | — | — | $2K | <0.1% |
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