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Original filing (PDF)20250801015225NAL0006731441030
RAKEN, INC.
Form 5500
FILING_RECEIVED
RAKEN 401(K) PLAN
401(k) retirement plan
Signals · 2
47% in single holdingNo recordkeeper disclosed
Active participants
105
Accounts w/ balance
126
Plan assets (EOY)
$6.6M
Net assets (EOY)
$6.6M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
77
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Group Total Stock Index Fund Mutual fund" is 47% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RAKEN, INC..
Plan sponsor
Name
RAKEN, INC.
EIN
45-5301231
Address
703 PALOMAR AIRPORT ROAD · SUITE 300 · CARLSBAD, CA · 92011
Phone
(866) 438-0646
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
YULISHANA, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
22 direct securities· $6.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Total Stock Index Fund Mutual fund | — | — | — | $3.1M | 46.4% | |
| Vanguard Funds Developed Markets Index Fund Mutual fund | — | — | — | $1.0M | 15.1% | |
| Vanguard Group Bond Index Fund Mutual fund | — | — | — | $856K | 12.9% | |
| Vanguard Emerging Markets Stock Fund Mutual fund | — | — | — | $497K | 7.5% | |
| Vanguard Specialized Dividend REIT Index Fund Mutual fund | — | — | — | $268K | 4.1% | |
| Vanguard Funds Total International Bond Index Fund Mutual fund | — | — | — | $249K | 3.8% | |
| Vanguard Information Technology Index Fund Mutual fund | — | — | — | $146K | 2.2% | |
| Vanguard Group Reserve Federal Money Market Fund Mutual fund | — | — | — | $138K | 2.1% | |
| Vanguard Group Index 500 Fund Mutual fund | — | — | — | $107K | 1.6% | |
| Vanguard Group Mid Cap Index Fund Mutual fund | — | — | — | $69K | 1.0% | |
| Notes Receivable from Participants (participant loans) 9.50% -0- | — | — | — | $65K | 1.0% | |
| Vanguard Group Small Cap Value Index Fund Mutual fund | — | — | — | $37K | 0.6% | |
| Vanguard Group Growth Index Fund Mutual fund | — | — | — | $31K | 0.5% | |
| Vanguard Group Total Institutional Stock Index Fund Mutual fund | — | — | — | $25K | 0.4% | |
| Vanguard Group Intermediate Bond Index Fund Mutual fund | — | — | — | $16K | 0.2% | |
| Vanguard Group Small Cap Index Fund Mutual fund | — | — | — | $7K | 0.1% | |
| Vanguard Short-Term Inflation Protected Securities Fund Mutual fund | — | — | — | $4K | <0.1% | |
| Vanguard Group Extended Market Index Fund Mutual fund | — | — | — | $4K | <0.1% | |
| Vanguard Industrials Index Fund Mutual fund | — | — | — | $3K | <0.1% | |
| Vanguard Group FTSE Social Index Fund Mutual fund | — | — | — | $2K | <0.1% | |
| Vanguard Financial Index Fund Mutual fund | — | — | — | $1K | <0.1% | |
| Vanguard Energy Index Fund Mutual fund | — | — | — | $1K | <0.1% |
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