Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $82K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GENEOS WEALTH MANAGEMENT INC | — | CENTENNIAL, CO | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2025 Target Date Retire R6 Fund | — | — | — | $2.5M | 22.0% | |
| American Funds 2030 Target Date Retire R6 Fund | — | — | — | $1.4M | 12.6% | |
| American Funds 2035 Target Date Retire R6 Fund | — | — | — | $1.1M | 10.0% | |
| American Funds 2015 Target Date Retire R6 Fund | — | — | — | $1.0M |
| Indirect comp |
|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $3K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
| 9.3% |
| American Funds 2040 Target Date Retire R6 Fund | — | — | — | $982K | 8.8% |
| American Funds 2020 Target Date Retire R6 Fund | — | — | — | $934K | 8.4% |
| Schwab S&P 500 Index Fund | — | — | — | $729K | 6.5% |
| American Funds 2045 Target Date Retire R6 Fund | — | — | — | $434K | 3.9% |
| American Funds 2010 Target Date Retire R6 Fund | — | — | — | $307K | 2.8% |
| DFA International Core Equity I Fund | — | — | — | $256K | 2.3% |
| Western Asset Core Plus Bond IS Fund | — | — | — | $187K | 1.7% |
| Empower Financial Services Key Guaranteed Portfolio Fund | — | — | — | $141K | 1.3% |
| Vanguard Mid-Cap Index - Admiral Fund | — | — | — | $118K | 1.1% |
| American Century Emerging Markets R6 Fund | — | — | — | $86K | 0.8% |
| Schwab Small Cap Index Fund | — | — | — | $79K | 0.7% |
| Fidelity Mid Cap Index Fund | — | — | — | $75K | 0.7% |
| Alliance Bernstein Large Cap Growth Z Fund | — | — | — | $68K | 0.6% |
| Nationwide Geneva Small Cap Growth R6 Fund | — | — | — | $64K | 0.6% |
| MFS Global Equity R6 Fund | — | — | — | $62K | 0.6% |
| Vanguard Mid-Cap Value Index Admiral Fund | — | — | — | $55K | 0.5% |
| American Funds 2055 Target Date Retire R6 Fund | — | — | — | $55K | 0.5% |
| American Funds 2050 Target Date Retire R6 Fund | — | — | — | $49K | 0.4% |
| MassMutual Premier Inflation-Protected and Income Fund | — | — | — | $39K | 0.4% |
| Pioneer Bond Class K Fund | — | — | — | $36K | 0.3% |
| PIMCO Commodity Real Return Strategy Class A Fund | — | — | — | $30K | 0.3% |
| PIMCO Income Institutional Fund | — | — | — | $29K | 0.3% |
| MassMutual Select Blue Chip Growth I Fund | — | — | — | $29K | 0.3% |
| MFS New Discovery Value R6 Fund | — | — | — | $28K | 0.3% |
| BrandywineGLOBAL Corporate Credit Class IS Fund | — | — | — | $28K | 0.2% |
| Invesco EQV International Equity R6 Fund | — | — | — | $27K | 0.2% |
| American Funds American Balanced R6 Fund | — | — | — | $26K | 0.2% |
| PIMCO Global Bond opportunities (USD-Hedged) Fund | — | — | — | $25K | 0.2% |
| Lord Abbett Short Duration Income R6 Fund | — | — | — | $25K | 0.2% |
| Virtus Duff & Phelps Real Estate SEC R6 Fund | — | — | — | $22K | 0.2% |
| Carillon Eagle Mid Cap Growth R6 Fund | — | — | — | $21K | 0.2% |
| MFS Mid Cap Growth R6 Fund | — | — | — | $17K | 0.2% |
| JP Morgan Chase Large Cap Value R6 Fund | — | — | — | $15K | 0.1% |
| Empower Financial Services Key Guaranteed Portfolio Fund | — | — | — | $14K | 0.1% |
| Undiscovered Managers Behavioral Value R6 Fund | — | — | — | $7K | <0.1% |
| Pioneer Equity Income K Fund | — | — | — | $6K | <0.1% |
| Empower Financial Services Key Guaranteed Portfolio Fund | — | — | — | $4K | <0.1% |
| Company and Empower Life and Annuity Company of New York as permitted by 29 CFR 2520.103-5(c) of the Department of Labor's Rules and Regulations for | — | — | — | $3K | <0.1% |
