Original filing (PDF)20251014164552NAL0001696243002

Smartthings, Inc.

Name: Smartthings, Inc. — Smartthings 401(k) Plan, Form 5500 (2024)
Creator: Smartthings, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Smartthings 401(k) Plan

401(k) retirement plan · Smartthings, Inc.'s Smartthings 401(k) Plan held $43.6M in plan assets for 242 participants in 2024, with Schwab as recordkeeper.

Signals · 2

Corrective distributions issuedSelf-directed brokerage offered

Active participants

242

Accounts w/ balance

335

Plan assets (EOY)

$43.6M

Net assets (EOY)

$43.6M

How this plan invests

This plan

36 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SMARTTHINGS, INC..

Plan sponsor

Name

SMARTTHINGS, INC.

EIN

all filings

Address

665 CLYDE AVE. BLDG. 1 STE. 501 · MOUNTAIN VIEW, CA · 94043

Phone

(703) 217-5594

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB RETIREMENT PLAN SERVICES,INC	34-1479833	—	NONE	$65K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
SILICON VALLEY RETIREMENT SERV	27-2233898	—	NONE	$28K	—
CHARLES SCHWAB & CO., INC.

Investments

36 direct securities· $46.8M(100% of reported assets)

Mutual Funds

$21.3M

22 holdings

Common Collective Trusts

$17.7M

6 holdings

Other securities

$2.9M

3 holdings

Common Stocks

$2.6M

1 holding

Self-Directed Brokerage

$2.3M

2 holdings

Bonds / Notes

$68K

1 holding

Cash / Money Market

$11K

1 holding

					% of plan
Schwab S&P 500 Index Fund Mutual Fund	Common Collective Trusts	—	—	$11.8M	27.1%
American Funds 2045 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$4.0M	9.3%
Fidelity Blue Chip Growth Fund Mutual Fund	Mutual Funds	—	—	$3.4M	7.7%
EUROPACIFIC GROWTH R6 Registered Investment Company	Common Stocks	—	—	$2.6M	6.0%
Euro Pacific Growth Fund Class R-6 Mutual Fund	Other securities	—	—	$2.6M	6.0%
American Funds 2050 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$2.3M	5.2%
Schwab International Index Fund Mutual Fund	Common Collective Trusts	—	—	$2.1M	4.8%
American Funds 2040 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$1.8M	4.1%
American Funds 2055 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$1.7M	4.0%
Vanguard Mid-Cap Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$1.5M	3.4%
Schwab Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.4M	3.1%
Dodge & Cox Stock Fund Mutual Fund	Mutual Funds	—	—	$1.3M	2.9%
American Funds 2030 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$1.2M	2.8%
PCRA Self-Directed Brokerage Account	Self-Directed Brokerage	—	—	$1.1M	2.6%
Personal Choice Retirement Money Market Funds and Common Stocks	Self-Directed Brokerage	—	—	$1.1M	2.6%
American Funds 2035 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$945K	2.2%
Schwab Bank Savings Money Market Fund	Mutual Funds	—	—	$746K	1.7%
Vanguard Intermediate Term Bond Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$653K	1.5%
Dodge & Cox Income Fund Mutual Fund	Mutual Funds	—	—	$629K	1.4%
VANGUARD INTERNATL VALUE Registered Investment Company	Mutual Funds	—	—	$490K	1.1%
American Funds Retirement Income Portfolio Mutual Fund	Mutual Funds	—	—	$411K	0.9%
AMERICAN FUNDS RET INC PORT R6 Registered Investment Company	Mutual Funds	—	—	$411K	0.9%
American Funds Small Cap World Fund Mutual Fund	Mutual Funds	—	—	$405K	0.9%
American Funds U.S. Government Securities Fund Mutual Fund	Mutual Funds	—	—	$342K	0.8%
AMERICAN FUNDS US GOV SEC R6 Registered Investment Company	Mutual Funds	—	—	$342K	0.8%
Vanguard Short Term Bond Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$318K	0.7%
American Funds 2060 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$297K	0.7%
Fidelity Value Fund Class K Mutual Fund	Mutual Funds	—	—	$290K	0.7%
JP Morgan Mid Cap Growth R6 Mutual Fund	Other securities	—	—	$154K	0.4%
American Funds 2025 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$136K	0.3%
Vanguard Short Term Federal Fund Admiral Shares Mutual Fund	Mutual Funds	—	—	$74K	0.2%
maturing through January 2030	Other securities	—	—	$68K	0.2%
PARTICIPANT LOANS (8.50% - 9.50%)	Bonds / Notes	—	—	$68K	0.2%
American Funds 2020 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$55K	0.1%
American Funds 2065 Target Date Retirement Fund Class Mutual Fund	Mutual Funds	—	—	$11K	<0.1%
CASH	Cash / Money Market	—	—	$11K	<0.1%