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Original filing (PDF)20251013192008NAL0003945458001
CENTERS FOR ADVANCED ORTHOPAEDICS, LLC
Form 5500
FILING_RECEIVED
CENTERS FOR ADVANCED ORTHOPAEDICS, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
2,133
Accounts w/ balance
2,595
Plan assets (EOY)
$196.1M
Net assets (EOY)
$196.1M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 22 bps in Schedule C fees — 121% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CENTERS FOR ADVANCED ORTHOPAEDICS, LLC.
Plan sponsor
Name
CENTERS FOR ADVANCED ORTHOPAEDICS, LLC
EIN
45-4852156
Address
6707 DEMOCRACY BOULEVARD · SUITE 504 · BETHESDA, MD · 20817
Phone
(410) 644-1880
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JOSEPH P. MELVIN COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 80-0709115 | — | RECORDKEEPER | $176K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHAPIN DAVIS, INC. | — | BALTIMORE, MD | INVESTMENT ADVISORY | $129K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE MANDMARBLESTONE GROUP LLC | — | HAVERTOWN, PA | THIRD-PARTY ADMINISTRATO | $95K | — |
| NORTHSTAR FIDUCIARY PARTNERS, LLC | — | EAST BRUNSWICK, NJ | 3(21) | $33K | — |
Investments
31 direct securities · 1 pooled fund· $196.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$193.3M
31 holdings
Common Collective Trust
$2.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Fund Mutual funds | — | — | — | $27.2M | 13.9% | |
| Vanguard Target Retirement 2030 Fund Mutual funds | — | — | — | $23.0M | 11.7% | |
| Fidelity 500 Index Fund Mutual funds | — | — | — | $21.8M | 11.1% | |
| Vanguard Target Retirement 2040 Fund Mutual funds | — | — | — | $15.5M | 7.9% | |
| Vanguard Target Retirement 2045 Fund Mutual funds | — | — | — | $15.1M | 7.7% | |
| Vanguard Target Retirement 2050 Fund Mutual funds | — | — | — | $14.7M | 7.5% | |
| Vanguard Target Retirement 2025 Fund Mutual funds | — | — | — | $10.6M | 5.4% | |
| Vanguard Target Retirement 2020 Fund Mutual funds | — | — | — | $9.3M | 4.8% | |
| Vanguard Target Retirement 2055 Fund Mutual funds | — | — | — | $7.8M | 4.0% | |
| Nuveen Large Cap Growth Index R6 Mutual funds | — | — | — | $7.6M | 3.9% | |
| Fidelity Nasdaq Composite Index Mutual funds | — | — | — | $4.4M | 2.3% | |
| Vanguard Target Retirement 2060 Fund Mutual funds | — | — | — | $3.7M | 1.9% | |
| Vanguard Intermediate Term Bond Index Adm. Mutual funds | — | — | — | $3.6M | 1.9% | |
| Vanguard Target Retirement Income Fund Mutual funds | — | — | — | $3.6M | 1.9% | |
| Vanguard Value Index Fund Adm. Mutual funds | — | — | — | $3.3M | 1.7% | |
| Fidelity Mid Cap Index Fund Mutual funds | — | — | — | $2.9M | 1.5% | |
| METLIFE STABLE VALUE SOLUTIONS RELIANCE TRUST · EIN 46-6625485 / PN 000 | Common Collective Trust | — | — | $2.9M | 1.5% | |
| Vanguard Small Cap Index Fund Adm. Mutual funds | — | — | — | $2.7M | 1.4% | |
| Vanguard Developed Markets Index Adm. Mutual funds | — | — | — | $2.4M | 1.2% | |
| Vanguard Intl Growth Fund Adm. Mutual funds | — | — | — | $2.4M | 1.2% | |
| American Balanced Fund R6 Mutual funds | — | — | — | $2.3M | 1.2% | |
| PIMCO Gov. Money Market Admin. Money market fund ** 423 * Participant Loans Rates range from 4.25% to 10.00% -0- | — | — | — | $1.6M | 0.8% | |
| PIMCO High Yield R6 Mutual funds | — | — | — | $1.5M | 0.8% | |
| PIMCO Income Fund Inst. Mutual funds | — | — | — | $1.0M | 0.5% | |
| Vanguard Target Retirement 2065 Fund Mutual funds | — | — | — | $988K | 0.5% | |
| Vanguard Emerging Markets Stock Index Adv. Mutual funds | — | — | — | $983K | 0.5% | |
| Vanguard Mid-Cap Value Index Adm. Mutual funds | — | — | — | $921K | 0.5% | |
| Vanguard Small Cap Val Index (Adm) Mutual funds | — | — | — | $684K | 0.3% | |
| Vanguard Health Care Index Adm. Mutual funds | — | — | — | $624K | 0.3% | |
| Vanguard Real Estate Index Adm. Mutual funds | — | — | — | $551K | 0.3% | |
| PIMCO Real Return Instl. Mutual funds | — | — | — | $301K | 0.2% | |
| PIMCO International Bond USD Hedged Inst. Mutual funds | — | — | — | $188K | <0.1% |
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