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Original filing (PDF)20260303152030NAL0003643040001
FAHERTY BRAND LLC
Form 5500
FILING_RECEIVED
FAHERTY 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 3.6 mo
Active participants
485
Accounts w/ balance
330
Plan assets (EOY)
$6.7M
Net assets (EOY)
$6.7M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
86
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Filed 3.6 months past the 10.5-month grace window.
- 68% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (16 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FAHERTY BRAND LLC.
Plan sponsor
Name
FAHERTY BRAND LLC
EIN
45-4826718
Address
180 MAIDEN LANE · FL 40 · NEW YORK, NY · 10038
Phone
(877) 745-8994
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-03
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BETTERMENT FOR BUSINESS, LLC | 47-4872674 | NEW YORK, NY | RECORDKEEPER | $11K | — |
Investments
34 direct securities· $6.6M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets Exchange-traded fund | — | — | — | $1.5M | 22.8% | |
| Vanguard Total Stock Market ETF Exchange-traded fund | — | — | — | $1.4M | 21.4% | |
| SPDR Portfolio S&P 500 ETF Exchange-traded fund | — | — | — | $1.3M | 18.9% | |
| iShares Core Total US Bond Market ETF Exchange-traded fund | — | — | — | $558K | 8.3% | |
| Vanguard FTSE Emerging Markets Exchange-traded fund | — | — | — | $537K | 8.0% | |
| SPDR Portfolio S&P 400 Mid Cap Exchange-traded fund | — | — | — | $359K | 5.4% | |
| SPDR Portfolio S&P 600 Small Cap ETF Exchange-traded fund | — | — | — | $272K | 4.1% | |
| Goldman Sachs ActiveBeta US Large Cap Equity Exchange-traded fund | — | — | — | $153K | 2.3% | |
| Vanguard Total International Bond ETF Exchange-traded fund | — | — | — | $123K | 1.8% | |
| GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF Exchange-traded fund 277 iShares Emerging Markets USD Bond ETF Exchange-traded fund | — | — | — | $110K | 1.6% | |
| Vanguard Value ETF Exchange-traded fund | — | — | — | $45K | 0.7% | |
| Goldman Sachs ActiveBeta International Equity Exchange-traded fund | — | — | — | $43K | 0.6% | |
| iShares 0-5 Year TIPS Bond ETF Exchange-traded fund | — | — | — | $20K | 0.3% | |
| Goldman Sachs ActiveBeta Europe Equity ETF Exchange-traded fund | — | — | — | $16K | 0.2% | |
| Goldman Sachs ActiveBeta Emerging Markets Equity Exchange-traded fund | — | — | — | $14K | 0.2% | |
| Vanguard Small-Cap Value ETF Exchange-traded fund | — | — | — | $13K | 0.2% | |
| Vanguard Mid-Cap Value ETF Exchange-traded fund | — | — | — | $13K | 0.2% | |
| SPDR S&P Kensho New Economies Composite ETF Exchange-traded fund | — | — | — | $10K | 0.1% | |
| Goldman Sachs ActiveBeta US Small Cap Equity ETF Exchange-traded fund | — | — | — | $10K | 0.1% | |
| Vanguard Large-Cap ETF - DNQ Exchange-traded fund | — | — | — | $9K | 0.1% | |
| Goldman Sachs Access Investment Grade Corporate Bond ETF Exchange-traded fund | — | — | — | $8K | 0.1% | |
| iShares Core MSCI EAFE ETF Exchange-traded fund 25 iShares Trust iShares 5-10 Year Investment Grade Corporate Bond ETF Exchange-traded fund 997 JPMorgan Ultra-Short Income Exchange-traded fund | — | — | — | $7K | 0.1% | |
| Goldman Sachs ActiveBeta Japan Equity ETF Exchange-traded fund | — | — | — | $5K | <0.1% | |
| Vanguard LongTerm Government Bond Exchange-traded fund | — | — | — | $4K | <0.1% | |
| Goldman Sachs Access Emerging Markets USD Bond ETF Exchange-traded fund | — | — | — | $4K | <0.1% | |
| Goldman Sachs Access U.S. Aggregate Bond ETF Exchange-traded fund | — | — | — | $3K | <0.1% | |
| Vanguard Mid-Cap Stock ETF Exchange-traded fund | — | — | — | $3K | <0.1% | |
| Invesco QQQ Trust Exchange-traded fund 965 Schwab U.S. Broad Market ETF Exchange-traded fund 532 Schwab U.S. REIT ETF Exchange-traded fund | — | — | — | $3K | <0.1% | |
| Vanguard Small-Cap Stock ETF Exchange-traded fund | — | — | — | $2K | <0.1% | |
| Goldman Sachs TreasuryAccess 01 Year ETF Exchange-traded fund | — | — | — | $2K | <0.1% | |
| Goldman Sachs Access High Yield Corporate Bond ETF Exchange-traded fund | — | — | — | $2K | <0.1% | |
| Xtrackers USD High Yield Corporate Bond Exchange-traded fund | — | — | — | $1K | <0.1% | |
| Goldman Sachs Access Inflation Protected USD Bond ETF Exchange-traded fund | — | — | — | $1K | <0.1% | |
| Vanguard Dividend Appreciation ETF Exchange-traded fund 765 Vanguard Global ex-U.S. Real Estate ETF Exchange-traded fund | — | — | — | $1K | <0.1% |