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Original filing (PDF)20251010104517NAL0007971889001
EMPIRE STATE REALTY OP, L.P.
Form 5500
FILING_RECEIVED
EMPIRE STATE REALTY TRUST 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
235
Accounts w/ balance
315
Plan assets (EOY)
$41.6M
Net assets (EOY)
$41.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMPIRE STATE REALTY OP, L.P..
Plan sponsor
Name
EMPIRE STATE REALTY OP, L.P.
EIN
45-4685158
Address
111 WEST 33RD STREET · NEW YORK, NY · 10120
Phone
(212) 400-3315
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADVISORY | $38K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $51K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
34 direct securities · 2 pooled funds· $47.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$41.4M
34 holdings
Pooled Separate Account
$5.7M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $7.4M | 17.7% | |
| Principal Global Investors - Principal Blue Pooled Separate Account | — | — | — | $5.6M | 13.4% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $5.6M | 13.4% | |
| Self Directed Brokerage Account Self Directed Brokerage Account | — | — | — | $3.2M | 7.6% | |
| T Rowe Price Overseas Stock I Fund Mutual Fund | — | — | — | $2.8M | 6.8% | |
| Vanguard Mid-Cap Index Fund Mutual Fund | — | — | — | $2.2M | 5.2% | |
| T Rowe Price Retirement I 2030 Fund Mutual Fund | — | — | — | $1.9M | 4.5% | |
| American Balanced Fund Mutual Fund | — | — | — | $1.9M | 4.5% | |
| T Rowe Price Retirement I 2025 Fund Mutual Fund | — | — | — | $1.9M | 4.5% | |
| T Rowe Price Retirement I 2055 Fund Mutual Fund | — | — | — | $1.6M | 3.9% | |
| T Rowe Price Retirement I 2045 Fund Mutual Fund | — | — | — | $1.6M | 3.9% | |
| T Rowe Price Retirement I 2050 Fund Mutual Fund | — | — | — | $1.3M | 3.1% | |
| Principal Fixed Income Guaranteed Option Guaranteed Investment Contract | — | — | — | $1.3M | 3.0% | |
| Vanguard Small-Cap Index Fund Mutual Fund | — | — | — | $1.0M | 2.5% | |
| T Rowe Price Retirement I 2035 Fund Mutual Fund | — | — | — | $972K | 2.3% | |
| T Rowe Price Retirement I 2015 Fund Mutual Fund | — | — | — | $969K | 2.3% | |
| Vanguard Intermediate-Term Bond Index Fund Mutual Fund | — | — | — | $875K | 2.1% | |
| T Rowe Price Retirement I 2060 Fund Mutual Fund | — | — | — | $874K | 2.1% | |
| T Rowe Price Retirement Balanced Fund Mutual Fund ** 686 BlackRock Total Return Fund Mutual Fund | — | — | — | $560K | 1.3% | |
| iShares MSCI EAFE International Index Fund Mutual Fund | — | — | — | $437K | 1.1% | |
| T Rowe Price Retirement I 2020 Fund Mutual Fund | — | — | — | $415K | 1.0% | |
| JPMorgan US Value Fund Mutual Fund | — | — | — | $401K | 1.0% | |
| T Rowe Price Retirement I 2040 Fund Mutual Fund | — | — | — | $398K | 1.0% | |
| Notes receivable from participants 2029 - | — | — | — | $383K | 0.9% | |
| Hood River Small-Cap Growth Fund Mutual Fund | — | — | — | $347K | 0.8% | |
| Fidelity Small Cap Value Fund Mutual Fund | — | — | — | $299K | 0.7% | |
| New World Fund Inc Mutual Fund | — | — | — | $294K | 0.7% | |
| T Rowe Price Retirement I 2065 Fund Mutual Fund | — | — | — | $222K | 0.5% | |
| First Eagle Global Fund Mutual Fund | — | — | — | $178K | 0.4% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $115K | 0.3% | |
| Goldman Sachs Inflation Protected Securities Fund Mutual Fund | — | — | — | $105K | 0.3% | |
| BlackRock Mid-Cap Growth Equity Portfolio Mutual Fund | — | — | — | $80K | 0.2% | |
| T Rowe Price Retirement I 2005 Fund Mutual Fund | — | — | — | $58K | 0.1% | |
| John Hancock Disciplined Value Mid Cap Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| (E) | — | — | $80K | $3K | <0.1% | |
| T Rowe Price Retirement I 2010 Fund Mutual Fund | — | — | — | $2K | <0.1% |
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