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Original filing (PDF)20260224121335NAL0004082546001
P97 NETWORKS, LLC
Form 5500
FILING_RECEIVED
P97 NETWORKS 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 3.3 moNo recordkeeper disclosed
Active participants
123
Accounts w/ balance
149
Plan assets (EOY)
$9.6M
Net assets (EOY)
$9.6M
How this plan invests
This plan
5 pooled trusts
Schedule D
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
87
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 3.3 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (20 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for P97 NETWORKS, LLC.
Plan sponsor
Name
P97 NETWORKS, LLC
EIN
45-4428048
Address
2050 W SAM HOUSTON PKWY S STE 900 · HOUSTON, TX · 770423665
Phone
(713) 588-4200
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WRINKLE, GARDNER & FAUST, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $19K | — |
Investments
15 direct securities · 5 pooled funds· $10.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.6M
15 holdings
Common Collective Trust
$1.9M
2 holdings
Pooled Separate Account
$1.4M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Guaranteed Option | — | — | — | $1.7M | 17.6% | |
| Fidelity 500 Index Fund | — | — | — | $1.3M | 14.1% | |
| LARGE CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $974K | 10.2% | |
| LARGE CAP GROWTH FUND II R1 FD GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $917K | 9.6% | |
| Fidelity International Index Fund | — | — | — | $787K | 8.2% | |
| Principal Core Fixed Income | — | — | — | $779K | 8.1% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $779K | 8.1% | |
| Principal Diversified International | — | — | — | $642K | 6.7% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $642K | 6.7% | |
| Fidelity US Bond Index Fund | — | — | — | $433K | 4.5% | |
| PIMCO Income Institutional Fund | — | — | — | $400K | 4.2% | |
| Fidelity Mid Cap Index Fund | — | — | — | $353K | 3.7% | |
| Fidelity Small Cap Index Fund | — | — | — | $312K | 3.3% | |
| Allspring Spec Small Cap Value R6 | — | — | — | $234K | 2.4% | |
| Victory Sycamore Est Value R6 | — | — | — | $209K | 2.2% | |
| Macquarie Mid Cap Growth R6 | — | — | — | $171K | 1.8% | |
| Neuberger Berm Genesis R6 Fund | — | — | — | $153K | 1.6% | |
| Participant loans with terms ranging from 2 to 5 years and interest rates ranging from 5.25% to 10.50% | — | — | — | $100K | 1.0% | |
| Cohen & Steers Real Estate | — | — | — | $24K | 0.3% | |
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
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