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Original filing (PDF)20251009071740NAL0010964272001
DWOLLA, INC.
Form 5500
FILING_RECEIVED
DWOLLA, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
28% in single holding
Active participants
60
Accounts w/ balance
106
Plan assets (EOY)
$7.9M
Net assets (EOY)
$7.9M
How this plan invests
This plan
5 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Black Rock BlackRock Lfpth Idx 2045 K Fund" is 28% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DWOLLA, INC..
Plan sponsor
Name
DWOLLA, INC.
EIN
45-4405671
Address
909 LOCUST · SUITE 201 · DES MOINES, IA · 50309
Phone
(515) 490-9248
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MARTENS & COMPANY, CPA, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $43K | — |
Investments
17 direct securities · 5 pooled funds· $7.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.6M
17 holdings
Pooled Separate Account
$287K
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Black Rock BlackRock Lfpth Idx 2045 K Fund | — | — | — | $2.2M | 28.0% | |
| Black Rock BlackRock Lfpth Idx 2050 K Fund | — | — | — | $1.5M | 19.5% | |
| Black Rock BlackRock Lfpth Idx 2055 K Fund | — | — | — | $1.3M | 16.1% | |
| Fidelity Investments 500 Index Fund | — | — | — | $961K | 12.2% | |
| Black Rock BlackRock Lfpth Idx 2060 K Fund | — | — | — | $875K | 11.1% | |
| Fidelity Investments Fidelity Mid Cp Index Fund | — | — | — | $160K | 2.0% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $131K | 1.7% | |
| Black Rock BlackRock Lfpth Idx 2065 K Fund | — | — | — | $127K | 1.6% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $116K | 1.5% | |
| Fidelity Investments Fidelity Sm Cap Index Fund | — | — | — | $94K | 1.2% | |
| Black Rock BlackRock Lfpth Idx 2040 K Fund | — | — | — | $70K | 0.9% | |
| Black Rock BlackRock Lfpth Idx 2030 K Fund | — | — | — | $62K | 0.8% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $44K | 0.6% | |
| Fidelity Investments Fidelity US Bond Index Fund | — | — | — | $42K | 0.5% | |
| T. Rowe Price Funds T. Rowe Price Div MC Gr I Fund | — | — | — | $37K | 0.5% | |
| PRIN HIGH INCOME SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 101 | Pooled Separate Account | — | — | $31K | 0.4% | |
| Black Rock BlackRock Lfpth Ind. Rtrmt K Fund | — | — | — | $30K | 0.4% | |
| Party-in- Identity of Issue, M aturity Date, Rate of (e) Interest Borrower, Lessor, Interest, Collateral, (d) Current Identification or Similar Party Par or M aturity Value Cost Value The American Funds Am Fds Europacific Grth R6 Fund | — | — | — | $24K | 0.3% | |
| Black Rock BlackRock Lfpth Idx 2035 K Fund | — | — | — | $24K | 0.3% | |
| American Century Investments Am Centur Mid-Cap Val R6 | — | — | — | $7K | <0.1% | |
| PRIN INFLATION PROTECT SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 099 | Pooled Separate Account | — | — | $6K | <0.1% | |
| PRIN GLBL EMERG MARKETS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 013 | Pooled Separate Account | — | — | $4K | <0.1% |
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