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Original filing (PDF)20250715174856NAL0002414657001
GLOBAL INFORMATION SYSTEMS, LLC
Form 5500
FILING_RECEIVED
GLOBAL INFORMATION SYSTEMS, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
109
Accounts w/ balance
131
Plan assets (EOY)
$8.3M
Net assets (EOY)
$8.3M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (33 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GLOBAL INFORMATION SYSTEMS, LLC.
Plan sponsor
Name
GLOBAL INFORMATION SYSTEMS, LLC
EIN
45-4373758
Address
2663 REGENCY ROAD · STE 100 · LEXINGTON, KY · 40503
Phone
(713) 481-4662
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MONROE SHINE & CO., INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $24K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL, INC. | 36-3194849 | — | INVESTMENT ADVISORY-PLAN | $2K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC FS INC | 02-0275490 | — | BROKER | $0 | — |
| LPL FINANCIAL CORPORATION | 95-2834236 | — | BROKER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ANEW 401K TPA LLC | 81-1963646 | LOUISVILLE, KY | TPA | $968 | — |
Investments
27 direct securities· $8.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund Mutual Fund | — | — | — | $1.2M | 14.4% | |
| MFS Growth Fund Mutual Fund | — | — | — | $1.2M | 14.1% | |
| Invesco Diversified Dividend Fund Mutual Fund | — | — | — | $1.0M | 12.3% | |
| Loomis Sayles Investment Grade A Bond Fund Mutual Fund | — | — | — | $807K | 9.7% | |
| Transamerica Stable Value Focus Option Group Annuity Contract | — | — | — | $589K | 7.1% | |
| Transamerica RetireOnTrack (R) 2035 Fund Mutual Fund | — | — | — | $466K | 5.6% | |
| Vanguard Inflation-Protected Securities Fund Mutual Fund | — | — | — | $392K | 4.7% | |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $340K | 4.1% | |
| Janus Henderson Triton Fund Mutual Fund | — | — | — | $339K | 4.1% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $274K | 3.3% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $197K | 2.4% | |
| Franklin Small Cap Value Fund Mutual Fund | — | — | — | $158K | 1.9% | |
| Transamerica RetireOnTrack (R) 2050 Fund Mutual Fund | — | — | — | $152K | 1.8% | |
| interest, collateral, par or maturity value American Funds American High Income Trust Fund Mutual Fund | — | — | — | $144K | 1.7% | |
| Columbia Strategic Income Fund Mutual Fund | — | — | — | $143K | 1.7% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $137K | 1.7% | |
| American Funds New World Fund Mutual Fund | — | — | — | $132K | 1.6% | |
| Franklin Small-Mid Cap Growth Fund Mutual Fund | — | — | — | $131K | 1.6% | |
| Goldman Sachs Mid Cap Value Fund Mutual Fund | — | — | — | $109K | 1.3% | |
| Vanguard Real Estate Index Fund Mutual Fund | — | — | — | $80K | 1.0% | |
| Notes receivable from participants Interest rates - 5.00% to 9.50% | — | — | — | $75K | 0.9% | |
| Invesco Equity and Income Fund Mutual Fund | — | — | — | $68K | 0.8% | |
| Transamerica RetireOnTrack (R) 2060 Fund Mutual Fund | — | — | — | $50K | 0.6% | |
| Transamerica RetireOnTrack (R) 2055 Fund Mutual Fund | — | — | — | $44K | 0.5% | |
| Transamerica RetireOnTrack (R) 2040 Fund Mutual Fund | — | — | — | $42K | 0.5% | |
| Transamerica RetireOnTrack (R) 2065 Fund Mutual Fund | — | — | — | $32K | 0.4% | |
| Transamerica RetireOnTrack (R) 2045 Fund Mutual Fund | — | — | — | $3K | <0.1% |