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Original filing (PDF)20260223112456NAL0001602112001
AUTUMN COMMUNICATIONS
Form 5500
FILING_RECEIVED
AUTUMN COMMUNICATIONS 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 3.2 mo27% in single holding
Active participants
87
Accounts w/ balance
157
Plan assets (EOY)
$3.9M
Net assets (EOY)
$3.9M
How this plan invests
This plan
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
87
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 3.2 months past the 10.5-month grace window.
- Top holding "Capital Bank & Trust Company American Funds 2060 Target Date R3" is 27% of plan.
Helping the score
- Below-peer total fees (2 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUTUMN COMMUNICATIONS.
Plan sponsor
Name
AUTUMN COMMUNICATIONS
EIN
45-4281919
Address
335 N MAPLE DRIVE, SUITE 150 · BEVERLY HILLS, CA · 90210
Phone
(424) 204-9044
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-23
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
YEO & YEO, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CGRPS | 82-4555287 | IRVINE, CA | RECORDKEEPER | $425 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NRG | 86-2989705 | NOVI, MI | ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MIDWEST PENSION ACTUARIES, INC. | 38-2065641 | FARMINGTON HILLS, MI | TPA | $175 | — |
Investments
20 direct securities· $3.4M(88% of reported assets)
Uncategorized
$3.3M
19 holdings
Mutual Funds
$69K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Capital Bank & Trust Company American Funds 2060 Target Date R3 | — | — | — | $908K | 23.4% | |
| Capital Bank & Trust Company American Funds 2045 Target Date R3 | — | — | — | $696K | 18.0% | |
| Capital Bank & Trust Company American Funds 2050 Target Date R3 | — | — | — | $520K | 13.4% | |
| Capital Bank & Trust Company American Funds 2055 Target Date R3 | — | — | — | $452K | 11.7% | |
| Capital Bank & Trust Company American Funds 2065 Target Date R3 | — | — | — | $192K | 4.9% | |
| Capital Bank & Trust Company Growth Fund of America R3 | — | — | — | $157K | 4.1% | |
| Capital Bank & Trust Company New World Fund R3 ** 189 * Capital Bank & Trust Company American Funds 2030 Target Date R3 | — | — | — | $134K | 3.4% | |
| s * Capital Bank & Trust Company Washington Mutual Investors Fund R3 | Mutual Funds | — | — | $69K | 1.8% | |
| Capital Bank & Trust Company Capital Preservation | — | — | — | $49K | 1.3% | |
| Participant loans Interest rate 5.25% -0- | — | — | — | $48K | 1.2% | |
| Capital Bank & Trust Company Small Cap World Fund R3 | — | — | — | $41K | 1.1% | |
| Capital Bank & Trust Company American Funds 2040 Target Date R3 | — | — | — | $30K | 0.8% | |
| Capital Bank & Trust Company Fundamental Investors R3 | — | — | — | $28K | 0.7% | |
| Capital Bank & Trust Company New Perspective Fund R3 | — | — | — | $27K | 0.7% | |
| Capital Bank & Trust Company Capital Income Builder R3 | — | — | — | $19K | 0.5% | |
| Capital Bank & Trust Company The Income Fund of America R3 | — | — | — | $9K | 0.2% | |
| Capital Bank & Trust Company Eupac Fund R3 | — | — | — | $5K | 0.1% | |
| Capital Bank & Trust Company Amcap Fund R3 ** 887 * Capital Bank & Trust Company The Investment Company of America R3 | — | — | — | $4K | 0.1% | |
| Capital Bank & Trust Company The New Economy Fund R3 | — | — | — | $2K | <0.1% | |
| Capital Bank & Trust Company American Balanced Fund R3 | — | — | — | $2K | <0.1% |
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