Original filing (PDF)20251009142057NAL0011124256001

Arends Hogan Walker LLC

Name: Arends Hogan Walker LLC — Arends Hogan Walker LLC, Form 5500 (2024)
Creator: Arends Hogan Walker LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Arends Hogan Walker LLC 401(k) Profit-Sharing Plan & Trust

401(k) retirement plan · Arends Hogan Walker LLC's Arends Hogan Walker LLC 401(k) Profit-Sharing Plan & Trust held $56.6M in plan assets for 439 participants in 2024, with Empower as recordkeeper.

Signals · 1

Non-clean audit opinion

Active participants

439

Accounts w/ balance

549

Plan assets (EOY)

$56.6M

Net assets (EOY)

$56.6M

How this plan invests

This plan

37 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Auditor issued a qualified / adverse / disclaimer opinion.

Helping the score

Below-peer total plan cost (88th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ARENDS HOGAN WALKER LLC.

Plan sponsor

Name

ARENDS HOGAN WALKER LLC

EIN

45-4236151all filings

Address

27688 EAST 3200 NORTH ROAD · DWIGHT, IL · 60420

Phone

(815) 584-2074

Industry

Retail Trade

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$5K	—
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$4K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRIEGEL KNOBLOCH & COMPANY, LLC

Investments

37 direct securities· $53.9M(95% of reported assets)

Mutual Funds

$40.9M

19 holdings

Other securities

$9.3M

13 holdings

Common Collective Trusts

$2.1M

4 holdings

Cash / Money Market

$1.6M

1 holding

					% of plan
MFS Lifetime 2040 Fund Mutual Fund See (@) below	Mutual Funds	—	—	$6.2M	10.9%
MFS Lifetime 2030 Fund Mutual Fund See (@) below	Mutual Funds	—	—	$5.0M	8.8%
MFS Cash Reserve Fund Mutual Fund / Cash See (@) below 0 MFS Growth Fund Mutual Fund See (@) below	Mutual Funds	—	—	$4.9M	8.6%
MFS Research International Fund Mutual Fund See (@) below	Mutual Funds	—	—	$4.6M	8.2%
MFS Research Fund Mutual Fund See (@) below	Mutual Funds	—	—	$3.6M	6.3%
Growth Fund of America Mutual Fund See (@) below	Other securities	—	—	$3.3M	5.9%
MFS Lifetime 2050 Fund Mutual Fund See (@) below	Mutual Funds	—	—	$3.0M	5.4%
MFS Core Equity Fund Mutual Fund See (@) below	Mutual Funds	—	—	$3.0M	5.3%
Fidelity Advisor Total Bond Fund Mutual Fund See (@) below	Mutual Funds	—	—	$2.7M	4.8%
MFS Corporate Bond Fund Mutual Fund See (@) below	Mutual Funds	—	—	$2.7M	4.7%
MFS Lifetime Retirement Income Fund Mutual Fund See (@) below	Mutual Funds	—	—	$1.9M	3.3%
Clearbridge Appreciation Fund Mutual Fund See (@) below	Other securities	—	—	$1.6M	2.9%
JP Morgan U.S. Government Money Market Mutual Fund See (@) below	Cash / Money Market	—	—	$1.6M	2.8%
Columbia Mid-Cap Value Fund Mutual Fund See (@) below	Other securities	—	—	$1.5M	2.7%
MFS Total Return Fund Mutual Fund See (@) below	Mutual Funds	—	—	$1.4M	2.5%
MM S&P 500 Index R4 Fund Mutual Fund See (@) below	Common Collective Trusts	—	—	$1.2M	2.2%
Federated Clover Small Value Fund Mutual Fund See (@) below	Other securities	—	—	$930K	1.6%
Nuveen Small/Mid Cap Growth Opp. Fund Mutual Fund See (@) below	Mutual Funds	—	—	$843K	1.5%
MM Small Cap Growth Equity Fund Mutual Fund See (@) below	Other securities	—	—	$803K	1.4%
MFS Global Total Return Fund Mutual Fund See (@) below	Mutual Funds	—	—	$634K	1.1%
Macquarie Science & Technology Fund Mutual Fund See (@) below	Other securities	—	—	$522K	0.9%
Empower International Index Fund Mutual Fund See (@) below	Common Collective Trusts	—	—	$391K	0.7%
MFS High Income Fund Mutual Fund See (@) below	Mutual Funds	—	—	$292K	0.5%
BNY Mellon Small Cap Stock Index Fund Mutual Fund See (@) below	Common Collective Trusts	—	—	$281K	0.5%
Empower S&P Midcap 400 Index Fund Mutual Fund See (@) below	Common Collective Trusts	—	—	$218K	0.4%
Washington Mutual Fund Mutual Fund See (@) below	Other securities	—	—	$169K	0.3%
Allspring Special Mid Cap Value Fund Mutual Fund See (@) below	Other securities	—	—	$149K	0.3%
Europacific Growth Fund Mutual Fund See (@) below	Other securities	—	—	$142K	0.3%
Invesco Real Estate Fund Mutual Fund See (@) below	Mutual Funds	—	—	$94K	0.2%
Invesco Energy Fund Mutual Fund See (@) below	Mutual Funds	—	—	$78K	0.1%
T. Rowe Price Equity Income Fund Mutual Fund See (@) below	Other securities	—	—	$64K	0.1%
Invesco Diversified Dividend Fund Mutual Fund See (@) below	Mutual Funds	—	—	$49K	<0.1%
Franklin Small-Mid Cap Growth Fund Mutual Fund See (@) below	Mutual Funds	—	—	$18K	<0.1%
MFS Utilities Fund Mutual Fund See (@) below	Mutual Funds	—	—	$15K	<0.1%
Columbia Overseas Value Fund Mutual Fund See (@) below	Other securities	—	—	$11K	<0.1%
Prudential Jennison Natural Res. Fund Mutual Fund See (@) below	Other securities	—	—	$4K	<0.1%
Hartford Healthcare Fund Mutual Fund See (@) below	Other securities	—	—	$1K	<0.1%