How big is AUA Capital Management, LLC's plan?

AUA Capital Management, LLC's plan reported $416K in assets and 8 participants for 2024.

Original filing (PDF)20250726090030NAL0019445650001

AUA Capital Management, LLC

Name: AUA Capital Management, LLC — AUA Capital Management, Form 5500 (2024)
Creator: AUA Capital Management, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

AUA Capital Management, LLC 401(k) Plan

401(k) retirement plan · AUA Capital Management, LLC's AUA Capital Management, LLC 401(k) Plan held $416K in plan assets for 8 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$416K

Net assets (EOY)

$416K

People on this filing

Michelle Malloy, JD signed AUA Capital Management, LLC's 2024 Form 5500 as plan administrator.

Michelle Malloy, JD — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

AUA Capital Management, LLC's EIN is 45-4183197.

EIN 45-4183197

Plan number 001

Plan year 2024

ACK ID 20250726090030NAL0019445650001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for AUA Capital Management, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

AUA Capital Management, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for AUA CAPITAL MANAGEMENT, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score