Original filing (PDF)20231016125948NAL0075963346001

CICERONE ADVISERS LLC

Name: CICERONE ADVISERS LLC — CICERONE ADVISERS LLC PROFIT SHARING PLAN AND TRUST, Form 5500 (2022)
Creator: CICERONE ADVISERS LLC

Form 5500

FILING_RECEIVED

CICERONE ADVISERS LLC PROFIT SHARING PLAN AND TRUST

Defined-contribution retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

—

Net assets (EOY)

—

How this plan invests

This plan

9 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CICERONE ADVISERS LLC.

Plan sponsor

Name

CICERONE ADVISERS LLC

EIN

45-4117573

Address

140 BROADWAY FL 46 · NEW YORK, NY · 100051155

Phone

(212) 371-9115

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-12-31

Filed

2023-10-16

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

No Schedule C providers reported

Investments

9 pooled funds· $19K

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
TRANSAMERICA STABLE VALUE ADVANTAGE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$4K	22.9%
BLACKROCK EQUITY DIVIDEND RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$4K	18.7%
BLACKROCK LARGE CAP VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$3K	18.1%
TRANSAMERICA SMALL/MID CAP VALUE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$2K	12.6%
AMERICAN FUNDS GROWTH FUND OF AMERI TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$2K	9.2%
ARTISAN SMALL CAP RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$2K	8.4%
VANGUARD SMALL-CAP INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$1K	5.5%
VANGUARD SMALL-CAP GROWTH INDEX RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$789	4.2%
TRANSAMERICA LIFEGOAL RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 001	Pooled Separate Account	$93	0.5%

1–9 of 9

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