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Original filing (PDF)20251014073447NAL0004936674001
CARIS SCIENCE, INC.
Form 5500
FILING_RECEIVED
CARIS SCIENCE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
1,760
Accounts w/ balance
1,710
Plan assets (EOY)
$141.1M
Net assets (EOY)
$141.1M
How this plan invests
This plan
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — 99% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARIS SCIENCE, INC..
Plan sponsor
Name
CARIS SCIENCE, INC.
EIN
45-3632909
Address
750 W JOHN CARPENTER FWY STE 800 · IRVING, TX · 75039
Phone
(602) 464-7677
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WHITLEY PENN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $231K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING LLC | — | OVERLAND PARK, KS | INVESTMENT ADVISOR | $50K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $0 | — |
Investments
19 direct securities· $141.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index Admiral | — | — | — | $25.6M | 18.1% | |
| Vanguard Total Stock Admiral | — | — | — | $20.8M | 14.8% | |
| Vanguard Value Index Admiral | — | — | — | $15.6M | 11.1% | |
| Vanguard 500 Index Admiral | — | — | — | $13.0M | 9.2% | |
| Empower Guaranteed Income Fund | — | — | — | $12.2M | 8.7% | |
| Vanguard Emerging Markets Index Admiral | — | — | — | $8.2M | 5.8% | |
| Vanguard Mid Cap Growth Index Admiral | — | — | — | $7.6M | 5.4% | |
| Vanguard Mid Cap Value Index | — | — | — | $6.3M | 4.5% | |
| Vanguard Small Cap Growth Value Index | — | — | — | $6.2M | 4.4% | |
| Vanguard Intermediate Term | — | — | — | $6.0M | 4.2% | |
| Vanguard Small Cap Growth I | — | — | — | $5.9M | 4.2% | |
| PIMCO Income Fund A | — | — | — | $4.6M | 3.3% | |
| Vanguard Mid Cap Index Fund | — | — | — | $2.4M | 1.7% | |
| Vanguard Small Cap Index Admiral | — | — | — | $2.4M | 1.7% | |
| 9.50% with various due dates -0- | — | — | — | $1.6M | 1.1% | |
| Vanguard Inflation Protected Securities | — | — | — | $1.0M | 0.7% | |
| Vanguard Energy Index Admiral | — | — | — | $723K | 0.5% | |
| Vanguard REIT Index Fund | — | — | — | $718K | 0.5% | |
| Empower Self-Directed Brokerage | — | — | — | $212K | 0.2% |
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