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Original filing (PDF)20250924150634NAL0010785618001
LAZARD ASSET MANAGEMENT LLC
Form 5500
FILING_RECEIVED
LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST
Pooled investment trust — a fund that other plans invest in — not a participant plan
Signals · 1
15 service providers
Active participants
—
Accounts w/ balance
—
Plan assets (EOY)
$174.8M
Net assets (EOY)
$174.1M
How this plan invests
Participating plans
invest in this fund
This trust
pooled vehicle
82 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$174.8M
Net assets (EOY)
$174.1M
Participating plans
0
latest filings citing this trust
Cited interest
$0
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LAZARD ASSET MANAGEMENT LLC.
Plan sponsor
Name
LAZARD ASSET MANAGEMENT LLC
DBA
C/O STATE STREET BANK AND TRUST CO.
EIN
45-3626181
Address
2323 GRAND BLVD. 5TH FLOOR · KANSAS CITY, MO · 64108
Phone
(816) 871-4100
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
15 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | 04-1867445 | — | TRUSTEE | $199K | — |
Other
14| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELOITTE TAX LLP | 86-1065772 | — | NONE | $59K | — |
| DELOITTE AND TOUCHE LLP | 13-3891517 | — | NONE | $48K | — |
| MERRILL LYNCH,PIERCE, FENNER & SMIT | — | NEW YORK, NY | NONE | $0 | — |
| UBS | — | STAMFORD, CT | NONE | $0 | — |
| JP MORGAN CHASE SECURITIES | — | NEW YORK, NY | NONE | $0 | — |
| GOLDMAN SACHS & CO. | 13-5108880 | — | NONE | $0 | — |
| CITIGROUP GLOBAL MARKETS INC. | — | NEW YORK, NY | NONE | $0 | — |
| CREDIT LYONNAIS SECURITIES | — | — | NONE | $0 | — |
| MORGAN STANLEY & CO., INC. | — | NEW YORK, NY | NONE | $0 | — |
| MACQUARIE SECURITIES LIMITED | — | — | NONE | $0 | — |
| HSBC BANK PLC | — | — | NONE | $0 | — |
| BANCO PACTUAL S.A. | — | — | NONE | $0 | — |
| JEFFERIES LLC | 95-2622900 | — | NONE | $0 | — |
| KB SECURITIES CO., LTD. | — | — | NONE | $0 | — |
Investments
82 direct securities· $174.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ACI1X4R17 PIRAEUS FINANCIAL HOLDINGS S | — | 1,273,958 | $4.2M | $5.1M | 2.9% | |
| 88557W101 QIFU TECHNOLOGY INC | — | 115,612 | $1.7M | $4.4M | 2.5% | |
| 630572907 TRIPOD TECHNOLOGY CORP | — | 703,000 | $4.5M | $4.2M | 2.4% | |
| ACI14S0Q0 NATIONAL BANK OF GREECE | — | 526,209 | $3.4M | $4.2M | 2.4% | |
| 615677903 SERCOMM CORP | — | 1,102,000 | $3.8M | $4.1M | 2.3% | |
| BYZJV1900 BOC AVIATION LTD | — | 509,300 | $3.9M | $4.0M | 2.3% | |
| 654182906 POYA INTERNATIONAL CO LTD | — | 245,792 | $4.0M | $3.7M | 2.1% | |
| B04S97900 LOTUS PHARMACEUTICAL CO LTD | — | 438,000 | $3.7M | $3.6M | 2.1% | |
| B1RMFT901 TAV HAVALIMANLARI HOLDING AS | — | 464,671 | $2.6M | $3.6M | 2.1% | |
| 610758906 GOLD CIRCUIT ELECTRONICS LTD | — | 485,000 | $3.2M | $3.6M | 2.0% | |
| 635249907 KING YUAN ELECTRONICS CO LTD | — | 1,047,000 | $2.9M | $3.6M | 2.0% | |
| 724353909 JUMBO SA | — | 133,576 | $3.4M | $3.5M | 2.0% | |
| ACI22KN58 CMS INFO SYSTEMS LTD | — | 616,874 | $3.0M | $3.5M | 2.0% | |
| 642192900 SIMPLO TECHNOLOGY CO LTD | — | 290,000 | $3.4M | $3.5M | 2.0% | |
| B1GJFG908 LOTES CO LTD | — | 58,848 | $2.4M | $3.5M | 2.0% | |
| 610102907 LIC HOUSING FINANCE LTD | — | 497,799 | $2.6M | $3.5M | 2.0% | |
| 657149902 ITEQ CORP | — | 1,423,000 | $4.1M | $3.4M | 2.0% | |
| B0RJCG901 MINTH GROUP LTD | — | 1,612,000 | $3.6M | $3.1M | 1.8% | |
| B5KYHQ907 L+T FINANCE LTD | — | 1,927,824 | $3.1M | $3.1M | 1.7% | |
| 710725904 OPAP SA | — | 186,762 | $2.8M | $3.0M | 1.7% | |
| B4PTLY904 KRUK SA | — | 30,093 | $3.1M | $3.0M | 1.7% | |
| 294666904 GRUPO CEMENTOS CHIHUAHUA | — | 323,619 | $2.7M | $2.9M | 1.7% | |
| BHWQZW902 GENTERA SAB DE CV | — | 2,452,700 | $2.0M | $2.9M | 1.6% | |
| BWCGVX905 GRANULES INDIA LTD | — | 386,153 | $1.6M | $2.7M | 1.5% | |
| BMY4SZ909 NEXTIN INC | — | 76,562 | $3.9M | $2.7M | 1.5% | |
| BLB1VG900 EQUITAS SMALL FINANCE BANK L | — | 3,447,450 | $3.5M | $2.6M | 1.5% | |
| 643138902 SPORTON INTERNATIONAL INC | — | 408,000 | $3.2M | $2.6M | 1.5% | |
| B77H11907 GT CAPITAL HOLDINGS INC | — | 225,600 | $2.1M | $2.6M | 1.5% | |
| B15T3F903 EPL LTD | — | 837,804 | $2.0M | $2.5M | 1.5% | |
| ACI06DSC4 RICHTER GEDEON NYRT | — | 95,354 | $2.3M | $2.5M | 1.4% | |
| 614325900 RAYMOND LTD | — | 127,382 | $1.8M | $2.5M | 1.4% | |
| B058ZV901 COCA COLA ICECEK AS | — | 1,465,084 | $2.5M | $2.5M | 1.4% | |
| B4XY9X900 BENEFIT SYSTEMS SA | — | 3,542 | $2.3M | $2.5M | 1.4% | |
| 283554905 SANTOS BRASIL PARTICIPACOES | — | 1,155,400 | $2.4M | $2.5M | 1.4% | |
| ACI1H6J92 UJJIVAN SMALL FINANCE BANK L | — | 5,768,535 | $3.7M | $2.3M | 1.3% | |
| 929MMUII2 SS INST US GOV MM ADMIN SALXX | — | 2,231,126.59 | $2.2M | $2.2M | 1.3% | |
| B1KFX1904 GRUPO AEROPORTUARIO DEL CENT | — | 257,700 | $2.5M | $2.2M | 1.3% | |
| ACI127807 REGIONAL SAB DE CV | — | 391,100 | $3.0M | $2.2M | 1.3% | |
| ACI2PXKM1 RAYMOND LIFESTYLE LTD | — | 88,027 | $859K | $2.2M | 1.2% | |
| B010V4906 RANDON PARTICIPACOES SA PREF | — | 1,324,500 | $3.0M | $2.1M | 1.2% | |
| BNC08V900 PETRORECONCAVO SA | — | 798,500 | $3.1M | $2.1M | 1.2% | |
| ACI0N5D46 HAESUNG DS CO LTD | — | 130,381 | $4.3M | $2.1M | 1.2% | |
| ACI0BXG03 MEGASTUDYEDU CO LTD | — | 66,568 | $2.5M | $2.0M | 1.1% | |
| B23DMP905 BANCO ABC BRASIL SA | — | 629,513 | $2.2M | $2.0M | 1.1% | |
| BMXNYN908 PEPCO GROUP NV | — | 493,210 | $3.7M | $2.0M | 1.1% | |
| BDHXP6901 HANA MATERIALS INC | — | 124,286 | $3.8M | $1.9M | 1.1% | |
| ACI268XP6 SAIPEM SPA | — | 735,652 | $1.8M | $1.9M | 1.1% | |
| ACI076VY6 MEGA LIFESCIENCES PCL FOREIG | — | 1,930,900 | $2.3M | $1.9M | 1.1% | |
| ACI0YH8H5 BGF RETAIL CO LTD | — | 26,819 | $3.2M | $1.9M | 1.1% | |
| ACI0SW3V3 DENTIUM CO LTD | — | 43,327 | $4.2M | $1.8M | 1.0% | |
| BZ04KX900 YADEA GROUP HOLDINGS LTD | — | 1,097,519 | $1.8M | $1.8M | 1.0% | |
| ACI2MWWB7 APR CORP/KOREA | — | 53,125 | $2.5M | $1.8M | 1.0% | |
| BYP9J6906 SSY GROUP LTD | — | 3,798,000 | $2.3M | $1.7M | 1.0% | |
| BLFG6N906 GPS PARTICIPACOES E EMPREEND | — | 716,700 | $2.3M | $1.6M | 0.9% | |
| ACI1RNFW7 CURY CONSTRUTORA E INCORPORA | — | 573,600 | $1.4M | $1.6M | 0.9% | |
| B1R3S1900 REDINGTON LTD | — | 692,510 | $1.5M | $1.6M | 0.9% | |
| B5SG8Y901 BIZLINK HOLDING INC | — | 85,663 | $660K | $1.6M | 0.9% | |
| B0L0W3905 UPL LTD | — | 260,502 | $2.3M | $1.5M | 0.9% | |
| BQ1LDD903 BURJEEL HOLDINGS PLC | — | 2,817,330 | $2.1M | $1.5M | 0.9% | |
| BBPD5F902 NEXTEER AUTOMOTIVE GROUP LTD | — | 3,419,000 | $1.6M | $1.5M | 0.8% | |
| BYXYVM903 KOMICO LTD | — | 58,440 | $2.8M | $1.5M | 0.8% | |
| B296ZH908 SINOTRUK HONG KONG LTD | — | 487,500 | $443K | $1.4M | 0.8% | |
| 623084902 UNITED TRACTORS TBK PT | — | 817,300 | $1.4M | $1.4M | 0.8% | |
| P5626F128 INTERCORP FINANCIAL SERVICES | — | 45,988 | $1.4M | $1.3M | 0.8% | |
| ACI028NY6 CORP INMOBILIARIA VESTA SAB | — | 519,200 | $1.7M | $1.3M | 0.8% | |
| B5VN63902 HIBISCUS PETROLEUM BHD | — | 3,021,780 | $1.6M | $1.3M | 0.8% | |
| BP2NF5905 F+F CO LTD / NEW | — | 34,407 | $3.1M | $1.3M | 0.7% | |
| BPBLV8905 VIBRA ENERGIA SA | — | 414,468 | $1.6M | $1.2M | 0.7% | |
| 655467900 SUPALAI PUBLIC CO LTD FOR | — | 1,984,100 | $1.1M | $1.1M | 0.6% | |
| 698815909 HANSOL CHEMICAL CO LTD | — | 14,260 | $1.8M | $940K | 0.5% | |
| B1BL58907 SOBHA LTD | — | 47,369 | $308K | $872K | 0.5% | |
| ACI1FD115 ORBIA ADVANCE CORP SAB DE CV | — | 937,700 | $978K | $674K | 0.4% | |
| INR INDIAN RUPEE | — | 7,414,093.61 | $87K | $87K | <0.1% | |
| TWD NEW TAIWAN DOLLAR | — | 2,261,050 | $69K | $69K | <0.1% | |
| BS6WK4902 SOBHA LTD | — | 6,047 | $60K | $54K | <0.1% | |
| MYR MALAYSIAN RINGGIT | — | 627.36 | $144 | $140 | <0.1% | |
| KRW SOUTH KOREAN WON | — | 201,306 | $145 | $137 | <0.1% | |
| PLN POLISH ZLOTY | — | 143.86 | $36 | $35 | <0.1% | |
| BYM417907 DETSKY MIR PJSC | — | 2,524,820 | $4.0M | $3 | <0.1% | |
| BRL BRAZILIAN REAL | — | 10.25 | $2 | $2 | <0.1% | |
| QAR QATARI RIAL | — | 1.18 | $0 | $0 | <0.1% | |
| ACI1XGCX6 SEGEZHA GROUP PJSC | — | 31,940,000 | $3.4M | $0 | <0.1% |
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