Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $49K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT/FINANCIAL ADVI | $35K | — |
| ARKADIOS WEALTH ADVISORS, LLC | 82-1659517 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 N/R | Registered Investment Companies | — | — | $2.1M | 11.7% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies |
| INVESTMENT/FINANCIAL ADVI |
| $9K |
| — |
| — |
| — |
| $1.7M |
| 9.3% |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $1.5M | 8.2% |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $1.3M | 7.5% |
| Institutional Vanguard Target Retirement 2050 N/R | Registered Investment Companies | — | — | $1.2M | 7.0% |
| Vanguard Target Retirement 2045 N/R | Registered Investment Companies | — | — | $1.2M | 6.7% |
| Fund Vanguard Target Retirement 2060 N/R | — | — | — | $1.1M | 6.1% |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $1.1M | 6.1% |
| Admiral Shares J.P. Morgan Investment JPMorgan US Researched Equity Fund N/R | — | — | — | $1.1M | 5.9% |
| JPMORGAN US RSCH ENHANCED EQ R | Registered Investment Companies | — | — | $1.1M | 5.9% |
| Management Vanguard 500 Index Fund Admiral N/R | — | — | — | $925K | 5.2% |
| Vanguard Target Retirement 2055 N/R | Registered Investment Companies | — | — | $780K | 4.4% |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $749K | 4.2% |
| R6 Vanguard Target Retirement Income N/R | — | — | — | $749K | 4.2% |
| Management Market Vanguard Balanced Index Fund Admiral N/R | — | — | — | $534K | 3.0% |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $534K | 3.0% |
| William Blair Large Cap Growth Index Fund N/R | — | — | — | $437K | 2.5% |
| JPM US GOVT MONEY MARKET INST | Registered Investment Companies | — | — | $377K | 2.1% |
| J.P. Morgan Investment JPMorgan US Government Money N/R | — | — | — | $377K | 2.1% |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $302K | 1.7% |
| Vanguard Health Care Fund Admiral N/R | — | — | — | $218K | 1.2% |
| Vanguard Small Cap Index Fund Admiral N/R | — | — | — | $211K | 1.2% |
| MFS Fund Distributors, Inc. MFS International Intrinsic Value Fund N/R | — | — | — | $209K | 1.2% |
| J.P. Morgan Investment JPMorgan Core Plus Bond R6 N/R | — | — | — | $208K | 1.2% |
| BlackRock Investments, Inc. BlackRock High Yield Portfolio N/R | — | — | — | $207K | 1.2% |
| SCHWAB FMTL US LG CO INDEX | Registered Investment Companies | — | — | $204K | 1.1% |
| Charles Schwab & Co., Inc. Schwab Fundamental US Large N/R | — | — | — | $204K | 1.1% |
| Vanguard Explorer Fund Admiral N/R | — | — | — | $200K | 1.1% |
| Participant Loans Interest rates: 4.25% to 9.50% $0 | Participant loans | — | — | $192K | 1.1% |
| Fund R5 Vanguard Short Term Bond Index Fund N/R | — | — | — | $155K | 0.9% |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $130K | 0.7% |
| Eaton Vance Distributors, Inc. Atlanta Capital SMID-Cap Fund N/R | Registered Investment Companies | — | — | $108K | 0.6% |
| Dimensional Fund Advisors DFA Emerging Markets Value I Fund N/R | — | — | — | $105K | 0.6% |
| DFA EMERG MRKTS VAL PORT INST | Registered Investment Companies | — | — | $105K | 0.6% |
| Invesco Small Cap Value Fund R6 N/R | Registered Investment Companies | — | — | $94K | 0.5% |
| Income Janus Distributors, LLC Janus Henderson Enterprise Fund N N/R | — | — | — | $91K | 0.5% |
| DIMENSIONAL GLOBAL EQTY - INST | Registered Investment Companies | — | — | $86K | 0.5% |
| American Beacon Advisors American Beacon Small Cap Value N/R | — | — | — | $46K | 0.3% |
| AMER BEACON SMCP VAL R5 | Registered Investment Companies | — | — | $46K | 0.3% |
| DFA INT GOVT FIXED INC INST | Registered Investment Companies | — | — | $42K | 0.2% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
