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Original filing (PDF)20251010075858NAL0017928802001
MANNING & NAPIER ADVISORS, LLC
Form 5500
FILING_RECEIVED
MANNING & NAPIER ADVISORS, LLC 401(K) AND PROFIT SHARING PLAN
401(k) retirement plan
Active participants
313
Accounts w/ balance
517
Plan assets (EOY)
$151.6M
Net assets (EOY)
$151.6M
How this plan invests
This plan
5 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MANNING & NAPIER ADVISORS, LLC.
Plan sponsor
Name
MANNING & NAPIER ADVISORS, LLC
EIN
45-3240790
Address
290 WOODCLIFF DRIVE · FAIRPORT, NY · 14450
Phone
(585) 325-6880
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BONADIO & CO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $77K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CALLODINE GROUP LLC | — | BOSTON, MA | OTHER | $3K | — |
| CHARLES SCHWAB & C0., INC. | 94-1737782 | — | NONE | $1K | — |
Investments
23 direct securities · 5 pooled funds· $151.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$88.5M
23 holdings
Common Collective Trust
$62.9M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MANNING & NAPIER PRO-MIX MAXIMUM TE MANNING & NAPIER · EIN 02-0476209 / PN 009 | Common Collective Trust | — | — | $28.7M | 18.9% | |
| MANNING & NAPIER PRO-MIX EXTENDED T MANNING & NAPIER · EIN 02-0476209 / PN 010 | Common Collective Trust | — | — | $22.8M | 15.0% | |
| Fidelity 500 Index Mutual fund | — | — | — | $21.0M | 13.9% | |
| Manning & Napier Equity Series S Mutual fund | — | — | — | $11.2M | 7.4% | |
| The Vanguard Group Federal Money Market Fund Money market fund | — | — | — | $11.2M | 7.4% | |
| MANNING & NAPIER DISCIPLINED VALUE MANNING & NAPIER · EIN 02-0476209 / PN 059 | Common Collective Trust | — | — | $8.9M | 5.8% | |
| Charles Schwab Institutional Personal Choice Retirement Account Self-directed brokerage account | — | — | — | $6.9M | 4.5% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $5.5M | 3.6% | |
| BlackRock Life Path Index 2045K Mutual fund | — | — | — | $4.4M | 2.9% | |
| Manning & Napier Overseas Series I Mutual fund | — | — | — | $3.6M | 2.4% | |
| BlackRock Life Path Index 2055K Mutual fund | — | — | — | $3.1M | 2.0% | |
| BlackRock Life Path Index 2050K Mutual fund | — | — | — | $3.1M | 2.0% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $2.6M | 1.7% | |
| Fidelity Diversified International K6 Mutual fund | — | — | — | $2.2M | 1.5% | |
| BlackRock Life Path Index 2035K Mutual fund | — | — | — | $2.0M | 1.3% | |
| Metropolitan West Total Return Bond Admin Class Mutual fund | — | — | — | $2.0M | 1.3% | |
| BlackRock Life Path Index 2030K Mutual fund | — | — | — | $1.9M | 1.2% | |
| MANNING & NAPIER PRO-MIX MODERATE T MANNING & NAPIER · EIN 02-0476209 / PN 011 | Common Collective Trust | — | — | $1.4M | 1.0% | |
| Carillon Scout Mid Cap A Mutual fund | — | — | — | $1.4M | 0.9% | |
| Fidelity Total International Index Mutual fund | — | — | — | $1.3M | 0.8% | |
| MANNING & NAPIER PRO-MIX CONSERV TE MANNING & NAPIER · EIN 02-0476209 / PN 012 | Common Collective Trust | — | — | $1.1M | 0.7% | |
| BlackRock Life Path Index Retirement K Mutual fund | — | — | — | $958K | 0.6% | |
| Charles Schwab Institutional Personal Choice Retirement Account Roth Self-directed brokerage account | — | — | — | $927K | 0.6% | |
| BlackRock Life Path Index 2040K Mutual fund | — | — | — | $807K | 0.5% | |
| Tributary Small Company Institutional Mutual fund | — | — | — | $781K | 0.5% | |
| BlackRock Life Path Index 2060K Mutual fund | — | — | — | $698K | 0.5% | |
| BlackRock Life Path Index 2065K Mutual fund | — | — | — | $602K | 0.4% | |
| through November 2029 | — | — | — | $281K | 0.2% |