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Original filing (PDF)20251014154850NAL0001612323001
CAPSTONE LOGISTICS, LLC
Form 5500
FILING_RECEIVED
CAPSTONE 401(K) PLAN
401(k) retirement plan
Signals · 1
~85 bps in Sched C fees
Active participants
11,670
Accounts w/ balance
1,955
Plan assets (EOY)
$50.3M
Net assets (EOY)
$50.3M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 85 bps in Schedule C fees — 430% above peer band of 16 bps.
- Only 17% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPSTONE LOGISTICS, LLC.
Plan sponsor
Name
CAPSTONE LOGISTICS, LLC
EIN
45-3087555
Address
30 TECHNOLOGY PARKWAY SOUTH · STE 200 · PEACHTREE CORNERS, GA · 30092
Phone
(470) 359-7071
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $333K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT CO | 39-2018056 | — | INVESTMENT ADVISORY | $93K | — |
Investments
40 direct securities· $50.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $7.6M | 15.1% | |
| Vanguard US Growth Admiral | — | — | — | $6.0M | 11.9% | |
| Vanguard Value Index Adm | — | — | — | $4.7M | 9.4% | |
| Transamerica Stable Value Core Option | — | — | — | $3.5M | 7.0% | |
| Vanguard lnterm-Term Bond lndex Adm | — | — | — | $2.8M | 5.6% | |
| American Funds American Funds Bond Fund of America R6 | — | — | — | $2.4M | 4.7% | |
| State Street State Street Global Equity ex-US lndex K | — | — | — | $2.3M | 4.5% | |
| and maturing through September 2054. | — | — | — | $1.9M | 3.7% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $1.5M | 2.9% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $1.4M | 2.9% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $1.2M | 2.4% | |
| Vanguard LifeStrategy Growth Inv | — | — | — | $1.2M | 2.3% | |
| PGIM PGlM High Yield R6 | — | — | — | $1.1M | 2.3% | |
| Schwab Fundamental US Large Company lndex | — | — | — | $1.1M | 2.3% | |
| Fidelity Small Cap lndex | — | — | — | $1.1M | 2.2% | |
| State Street State Street Small/Mi d Cap Equity ldx K | — | — | — | $1.1M | 2.1% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $1.1M | 2.1% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $892K | 1.8% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $846K | 1.7% | |
| Vanguard LifeStrategy Moderate Gr Inv | — | — | — | $844K | 1.7% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $763K | 1.5% | |
| Vanguard Real Estate Index Admiral | — | — | — | $735K | 1.5% | |
| Fidelity Global Ex US lndex | — | — | — | $700K | 1.4% | |
| Vanguard Small Cap Value Index Admiral | — | — | — | $437K | 0.9% | |
| Vanguard International Value Inv | — | — | — | $427K | 0.9% | |
| Vanguard Explorer Adm | — | — | — | $416K | 0.8% | |
| Fidelity Value | — | — | — | $373K | 0.7% | |
| American Funds American Funds New Perspective R6 | — | — | — | $337K | 0.7% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $297K | 0.6% | |
| Franklin Small-Mid Cap Growth R6 | — | — | — | $293K | 0.6% | |
| Vanguard Target Retirement 2065 Inv | — | — | — | $198K | 0.4% | |
| JP Morgan JPMorgan US Equity R6 | — | — | — | $194K | 0.4% | |
| American Funds American Funds American Balanced R6 | — | — | — | $159K | 0.3% | |
| Vanguard International Growth Adm | — | — | — | $148K | 0.3% | |
| Vanguard LifeStrategy Cnsrv Gr Inv | — | — | — | $84K | 0.2% | |
| American Funds American Funds New World R6 | — | — | — | $50K | 0.1% | |
| Vanguard Target Retirement 2070 Inv | — | — | — | $42K | <0.1% | |
| Vanguard Target Retirement 2020 Inv | — | — | — | $34K | <0.1% | |
| Vanguard Target Retirement Income Inv | — | — | — | $32K | <0.1% | |
| Vanguard LifeStrategy Income Inv | — | — | — | $25K | <0.1% |
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