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Original filing (PDF)20251014125455NAL0001374403001
LEWIS RESOURCE MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
LEWIS RESOURCE MANAGEMENT LLC 401(K) PLAN
401(k) retirement plan
Active participants
586
Accounts w/ balance
646
Plan assets (EOY)
$43.4M
Net assets (EOY)
$43.4M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEWIS RESOURCE MANAGEMENT, LLC.
Plan sponsor
Name
LEWIS RESOURCE MANAGEMENT, LLC
EIN
45-2935322
Address
34 MILES WEST HWY 44 · ADMINISTRATION BUILDING · ENCINAL, TX · 78019
Phone
(956) 728-5912
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $39K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $38K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MGMT INC. | 94-3106735 | — | BROKER | $9 | — |
Investments
32 direct securities· $42.0M(97% of reported assets)
Registered Investment Companies
$41.8M
31 holdings
Uncategorized
$234K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $6.4M | 14.7% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $4.4M | 10.1% | |
| VANGUARD LIFESTRATEGY GROWTH | Registered Investment Companies | — | — | $3.5M | 8.0% | |
| JPM SMART RET BLEND 2050 R6 | Registered Investment Companies | — | — | $3.1M | 7.1% | |
| VANGUARD LIFESTRATEGY MOD GROW | Registered Investment Companies | — | — | $2.9M | 6.7% | |
| NUVEEN LC GROWTH INDEX R6 | Registered Investment Companies | — | — | $2.3M | 5.3% | |
| JPM SMART RET BLEND 2040 R6 | Registered Investment Companies | — | — | $2.0M | 4.6% | |
| JPM SMART RET BLEND 2045 R6 | Registered Investment Companies | — | — | $1.5M | 3.5% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $1.4M | 3.3% | |
| VAN TOTAL WLD STOCK IDX- ADMIR | Registered Investment Companies | — | — | $1.3M | 2.9% | |
| VAN LIFESTRAT CONSERV GR - INV | Registered Investment Companies | — | — | $1.2M | 2.8% | |
| JPMORGAN US EQUITY FUND R6 | Registered Investment Companies | — | — | $1.2M | 2.8% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $1.2M | 2.7% | |
| NUVEEN LG CAP VAL IDX R6 | Registered Investment Companies | — | — | $1.1M | 2.5% | |
| JPM SMART RET BLEND 2055 R6 | Registered Investment Companies | — | — | $1.0M | 2.4% | |
| JPM SMART RET BLENE 2060 R6 | Registered Investment Companies | — | — | $963K | 2.2% | |
| JPM SMART RET BLEND 2035 R6 | Registered Investment Companies | — | — | $917K | 2.1% | |
| JPM SMART RET BLEND 2025 R6 | Registered Investment Companies | — | — | $827K | 1.9% | |
| VAN LS INCOME - INV | Registered Investment Companies | — | — | $795K | 1.8% | |
| JPM SMART RET BLEND 2030 R6 | Registered Investment Companies | — | — | $782K | 1.8% | |
| AMF BOND FUND OF AMERICA R6 | Registered Investment Companies | — | — | $764K | 1.8% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $608K | 1.4% | |
| MFS INTL DIVERSIFICATION R6 | Registered Investment Companies | — | — | $410K | 0.9% | |
| VAN ECK CM COMMODITY INDEX I | Registered Investment Companies | — | — | $269K | 0.6% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $234K | 0.5% | |
| FID GLOBAL EX US INDEX | Registered Investment Companies | — | — | $206K | 0.5% | |
| VANG HI YLD CORP ADM | Registered Investment Companies | — | — | $195K | 0.4% | |
| JPMORGAN GOV BOND R6 | Registered Investment Companies | — | — | $145K | 0.3% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $120K | 0.3% | |
| JPM SMART RET BLEND INCOME R6 | Registered Investment Companies | — | — | $110K | 0.3% | |
| JPM SMART RET BLEND 2020 R6 | Registered Investment Companies | — | — | $91K | 0.2% | |
| FID US BOND IND | Registered Investment Companies | — | — | $65K | 0.1% |