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Original filing (PDF)20250911094041NAL0000252944001
SUZY, INC.
Form 5500
FILING_RECEIVED
SUZY, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
200
Accounts w/ balance
295
Plan assets (EOY)
$18.0M
Net assets (EOY)
$18.0M
How this plan invests
This plan
7 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (0 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUZY, INC..
Plan sponsor
Name
SUZY, INC.
EIN
45-2873420
Address
228 PARK AVE S PMB 85529 · NEW YORK, NY · 100031502
Phone
(646) 237-3692
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $130 | — |
Investments
16 direct securities · 7 pooled funds· $18.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.8M
16 holdings
Pooled Separate Account
$4.6M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Guaranteed Option Guaranteed investment contract | — | — | — | $2.9M | 16.2% | |
| iShares MSCI EAFE International Index Fund Mutual fund | — | — | — | $1.9M | 10.7% | |
| DFA US Large Cap Value Fund Mutual fund | — | — | — | $1.8M | 9.9% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $1.6M | 8.8% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $1.4M | 8.0% | |
| iShares U.S. Aggregate Bond Index Fund Mutual fund | — | — | — | $1.4M | 8.0% | |
| Fidelity Emerging Markets Index Fund Mutual fund | — | — | — | $1.4M | 7.5% | |
| DFA US Targeted Value Fund Mutual fund | — | — | — | $1.0M | 5.6% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $929K | 5.2% | |
| American Funds American High-Income Fund Mutual fund | — | — | — | $873K | 4.8% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $664K | 3.7% | |
| Schwab Small Cap Index Fund Mutual fund | — | — | — | $660K | 3.7% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $504K | 2.8% | |
| Principal Mid-Cap Growth Separate Account Fund Pooled separate account | — | — | — | $412K | 2.3% | |
| PRIN MIDCAP GROWTH SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $412K | 2.3% | |
| BlackRock Advantage Small Cap Growth Fund Mutual fund | — | — | — | $412K | 2.3% | |
| Participant Loans Interest rates from 5.25% to 10.50% $0 | — | — | — | $117K | 0.6% | |
| Fidelity Mid Cap Value Index Fund Mutual fund | — | — | — | $3K | <0.1% | |
| (E) | — | — | $3K | $3K | <0.1% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $3K | <0.1% | |
| Principal Diversified International Separate Account Fund Pooled separate account | — | — | — | $3K | <0.1% | |
| Principal American Funds New Perspective Fund Mutual fund | — | — | — | $2K | <0.1% | |
| LINCOLN NEW YORK SEP ACCOUNT LINCOLN LIFE & ANNUITY CO OF NY · EIN 22-0832760 / PN 401 | Pooled Separate Account | — | — | $0 | <0.1% |
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