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Original filing (PDF)20251015110646NAL0009240690001
KATALYST TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
KATALYST TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Active participants
0
Accounts w/ balance
451
Plan assets (EOY)
$8.1M
Net assets (EOY)
$8.1M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
99
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
90
Knocking points off
- No active participants reported but plan still holds assets.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KATALYST TECHNOLOGIES, INC..
Plan sponsor
Name
KATALYST TECHNOLOGIES, INC.
EIN
45-2848820
Address
500 DAVIS STREET · SUITE 801 · EVANSTON, IL · 60201
Phone
(847) 425-4321
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FRAZIER & DEETER, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $38K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SHIVAJI SUBHASH PATIL | — | NORCROSS, GA | ADVISOR | $5K | — |
Investments
22 direct securities · 1 pooled fund· $8.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.4M
22 holdings
Common Collective Trust
$745K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Franklin Dynatech Mutual fund | — | — | — | $1.2M | 15.1% | |
| MFS Growth Mutual fund | — | — | — | $1.2M | 14.6% | |
| Virtus SGA Global Growth A Mutual fund | — | — | — | $794K | 9.8% | |
| AB Relative Value Fund Mutual fund | — | — | — | $757K | 9.3% | |
| PUTNAM STABLE VALUE FUND - 75BPS PUTNAM FUDICIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $745K | 9.2% | |
| MFS International Growth Mutual fund | — | — | — | $645K | 8.0% | |
| Macquarie Value A Mutual fund | — | — | — | $636K | 7.8% | |
| Victory Sycamore Established Value Mutual fund | — | — | — | $335K | 4.1% | |
| Blackrock Mid Cap Growth Equity Mutual fund | — | — | — | $323K | 4.0% | |
| Vanguard Large Cap Index Admiral Mutual fund | — | — | — | $260K | 3.2% | |
| MFS Mid Cap Growth Mutual fund | — | — | — | $193K | 2.4% | |
| American Century Mid Cap Value Mutual fund | — | — | — | $161K | 2.0% | |
| Virtus SGA Emerging Markets Equity A Mutual fund | — | — | — | $146K | 1.8% | |
| Franklin Small Cap Value Mutual fund | — | — | — | $132K | 1.6% | |
| Janus Henderson Triton Fund Mutual fund | — | — | — | $128K | 1.6% | |
| Invesco Core Bond Fund Mutual fund | — | — | — | $115K | 1.4% | |
| Western Asset Core Plus Bond Fund Mutual fund | — | — | — | $74K | 0.9% | |
| Allspring Special Small Cap Value Mutual fund | — | — | — | $64K | 0.8% | |
| Victory RS Small Cap Growth Mutual fund | — | — | — | $64K | 0.8% | |
| Blackrock High Yield Bond - Inv Mutual fund | — | — | — | $45K | 0.6% | |
| Lord Abbett Bond Debenture R4 Mutual fund | — | — | — | $33K | 0.4% | |
| Vanguard Mid Cap Index Mutual fund | — | — | — | $28K | 0.3% | |
| Vanguard Small Cap Index Mutual fund | — | — | — | $13K | 0.2% |
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