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Original filing (PDF)20260302054507NAL0000881761001
BOARD OF TRUSTEES ROOFERS LOCAL NO. 74/203 ANNUITY FUND
Form 5500
FILING_RECEIVED
ROOFERS LOCAL NO. 74/203 ANNUITY PLAN
Defined-contribution retirement plan
Signals · 2
~150 bps in Sched C feesNo recordkeeper disclosed
Active participants
592
Accounts w/ balance
620
Plan assets (EOY)
$9.5M
Net assets (EOY)
$9.5M
How this plan invests
This plan
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 150 bps in Schedule C fees — 189% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES ROOFERS LOCAL NO. 74/203 ANNUITY FUND.
Plan sponsor
Name
BOARD OF TRUSTEES ROOFERS LOCAL NO. 74/203 ANNUITY FUND
EIN
45-2840767
Address
2800 CLINTON STREET · WEST SENECA, NY · 14224
Phone
(716) 828-0488
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-02
Pension benefit codes
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
ARCARA LENDA EUSANIO & STACEY CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | — | NONE | $59K | — |
| TRISHA LEHR | 16-0836163 | — | EMPLOYEE | $39K | — |
| LUKE BAECKER | 16-0836163 | — | EMPLOYEE | $29K | — |
| ARCARA LENDA EUSANIO & STACEY CPAS | 47-1793720 | — | NONE | $16K | — |
Investments
17 direct securities· $9.3M(98% of reported assets)
Uncategorized
$8.7M
16 holdings
Mutual Funds
$612K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares Core U.S. Aggregate Bond ETF 12,550 Shares | — | — | $1.3M | $1.2M | 13.0% | |
| iShares Core MSCI EAFE ETF 12,350 Shares | — | — | $808K | $1.0M | 10.7% | |
| iShares Core S&P 500 Value ETF 4,950 Shares | — | — | $580K | $936K | 9.8% | |
| iShares Core S&P 500 Growth ETF 6,850 Shares | — | — | $292K | $710K | 7.5% | |
| iShares Core S&P Mid Cap ETF 10,950 Shares | — | — | $389K | $657K | 6.9% | |
| Technology Select Sector SPDR ETF 2,825 Shares | — | — | $365K | $652K | 6.9% | |
| iShares Trust 1-5 YR Corporate Bond ETF 11,825 Shares | — | — | $585K | $620K | 6.5% | |
| and Exchange Traded Funds Doubleline ETF Trust Mortgage ETF 12,650 Shares | Mutual Funds | — | $637K | $612K | 6.4% | |
| iShares IBOXX $ INVT Grade 5,675 Shares | — | — | $586K | $612K | 6.4% | |
| iShares MSCI USA Quality Factor ETF 2,775 Shares | — | — | $425K | $491K | 5.2% | |
| Financial Select Sector SPDR Fund ETF 7,300 Shares | — | — | $370K | $372K | 3.9% | |
| Health Care Select Sector SPDR Fund ETF 2,635 Shares | — | — | $350K | $350K | 3.7% | |
| PGIM Ultra Short Bond ETF 6,350 Shares | — | — | $315K | $316K | 3.3% | |
| Face Value/ No. of Shares Investments, at Fair Value Cash, Interest Bearing M&T Bank 276,922 Units | — | — | $277K | $277K | 2.9% | |
| iShares Core MSCI Emerging Markets ETF 4,550 Shares | — | — | $220K | $258K | 2.7% | |
| iShares Core S&P Small Cap ETF 1,425 Shares | — | — | $81K | $150K | 1.6% | |
| UBS Bank USA 59,078 Units | — | — | $59K | $59K | 0.6% |