Back to filter
Original filing (PDF)20251029132846NAL0000862305001
NOU SYSTEMS, INC.
Form 5500
FILING_RECEIVED
NOU SYSTEMS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
277
Accounts w/ balance
293
Plan assets (EOY)
$36.3M
Net assets (EOY)
$36.3M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOU SYSTEMS, INC..
Plan sponsor
Name
NOU SYSTEMS, INC.
EIN
45-2815517
Address
7047 OLD MADISON PIKE, SUITE 3 · HUNTSVILLE, AL · 35768
Phone
(256) 327-9077
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3C · Not intended to be qualified
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FRAZIER AND DEETER, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLINGTON RETIREMENT SOLUTIONS INC | 47-2725143 | — | RECORDKEEPER | $75K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN JEFFREY/MORGAN STANLEY | — | HUNTSVILLE, AL | INVESTMENT ADVISORY | $13K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | BROKER/DEALER | $700 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $22K | — |
Investments
40 direct securities· $36.3M(100% of reported assets)
Uncategorized
$36.2M
39 holdings
Guaranteed Income / GIC
$91K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab Target 2050 Index | — | — | — | $4.4M | 12.2% | |
| Charles Schwab S&P 500 Index FD | — | — | — | $4.2M | 11.6% | |
| Charles Schwab Target 2045 Index | — | — | — | $3.9M | 10.6% | |
| Charles Schwab Target 2035 Index | — | — | — | $3.3M | 9.0% | |
| Charles Schwab Target 2040 Index | — | — | — | $3.1M | 8.5% | |
| Charles Schwab Target 2055 Index | — | — | — | $3.0M | 8.2% | |
| Charles Schwab Target 2060 Index | — | — | — | $2.3M | 6.3% | |
| Charles Schwab Target 2025 Index | — | — | — | $2.2M | 6.0% | |
| Charles Schwab Target 2030 Index | — | — | — | $2.2M | 5.9% | |
| American Funds American Balanced R6 Fund | — | — | — | $686K | 1.9% | |
| Nuveen Large-Cap Growth Index R6 | — | — | — | $652K | 1.8% | |
| iShares Total U.S. Stock Market Index K | — | — | — | $634K | 1.7% | |
| Charles Schwab Target 2020 Index | — | — | — | $582K | 1.6% | |
| Nationwide Strategic Income R6 | — | — | — | $536K | 1.5% | |
| Charles Schwab Target 2065 Index | — | — | — | $519K | 1.4% | |
| Self-Directed Brokerage Account * Self-Directed Brokerage Account Mutual Funds/Common Stocks | — | — | — | $450K | 1.2% | |
| Victory Nasdaq 100 Index R6 Fund | — | — | — | $401K | 1.1% | |
| Vanguard Mid-Cap Growth Index Admiral | — | — | — | $398K | 1.1% | |
| Charles Schwab Target 2010 Index | — | — | — | $367K | 1.0% | |
| FullerThaler Behavioral Small Cap Growth R6 | — | — | — | $359K | 1.0% | |
| Fidelity International Index | — | — | — | $289K | 0.8% | |
| Charles Schwab US Mid Cap Index | — | — | — | $284K | 0.8% | |
| Participant Loans Interest rates ranging from 5.25% to 10.5% -0- | — | — | — | $267K | 0.7% | |
| Charles Schwab Small Cap Index | — | — | — | $199K | 0.5% | |
| Charles Schwab US Aggregate Bond | — | — | — | $196K | 0.5% | |
| Oakmark R6 | — | — | — | $161K | 0.4% | |
| Fidelity Advisor Capital & Income Z | — | — | — | $153K | 0.4% | |
| T. Rowe T. Rowe Price Institutional Floating Rate | — | — | — | $117K | 0.3% | |
| American Funds Growth Portfolio R6 | — | — | — | $100K | 0.3% | |
| Charles Schwab Fundamental US Large Company Index | — | — | — | $98K | 0.3% | |
| Shares of Registered Investment Companies First Eagle First Eagle Gold A | — | — | — | $98K | 0.3% | |
| * Principal Life Insurance Company Fixed Income Guaranteed Option | Guaranteed Income / GIC | — | — | $91K | 0.2% | |
| Shares of Registered Investment Companies - Continued Vanguard International Growth Admiral | — | — | — | $53K | 0.1% | |
| Charles Schwab Fundamental Intl Equity | — | — | — | $52K | 0.1% | |
| Cohen & Steers Cohen & Steers Realty | — | — | — | $40K | 0.1% | |
| Charles Schwab Fundamental Emerging Mkts | — | — | — | $28K | <0.1% | |
| Vanguard Treasury Money Market Investor | — | — | — | $15K | <0.1% | |
| Vanguard Materials Index Admiral | — | — | — | $5K | <0.1% | |
| Calamos Market Neutral Income R6 | — | — | — | $1K | <0.1% | |
| DFA Global 25/75 I | — | — | — | $1K | <0.1% |
Related plans
Other plans using WELLINGTON RETIREMENT SOLUTIONS INC
CENTRAL VIRGINIA DENTAL CARE, PLC
CVDC 401(K) PLAN
$97.3M · 726 participants
ATLANTIC DENTAL CARE, PLC
ATLANTIC DENTAL CARE 401(K) PROFIT SHARING PLAN
$89.2M · 833 participants
AUGUST SCHELL ENTERPRISES
AUGUST SCHELL ENTERPRISES 401K PLAN AND TRUST
$13.3M · 115 participants
PHIPPS CONSERVATORY AND BOTANICAL GARDENS, INC.
PHIPPS CONSERVATORY AND BOTANICAL GARDENS INC RETIREMENT PLAN
$7.3M · 100 participants
DIGNARI, LLC
DIGNARI, LLC 401(K) PLAN
$3.1M
Similar-size Engineering Services plans
CAMPOS HOLDING COMPANY LLC
CAMPOS HOLDING COMPANY LLC RETIREMENT SAVINGS PLAN
$36.2M · 544 participants
THOMPSON, DREESSEN & DORNER, INC.
THOMPSON, DREESSEN & DORNER, INC. 401(K) PROFIT SHARING PLAN
$36.4M · 85 participants
DIGITAL PROSPECTORS CORPORATION
DIGITAL PROSPECTORS 401(K) RETIREMENT PLAN
$36.4M · 315 participants
LARSON ENGINEERING, INC.
LARSON ENGINEERING RETIREMENT PLAN
$36.4M · 186 participants
ORBITAL ENGINEERING, INC.
ORBITAL ENGINEERING, INC. 401(K) RETIREMENT SAVINGS PLAN
$36.5M · 594 participants
SSFM INTERNATIONAL, INC.
SSFM INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN
$36.6M · 146 participants
Large plans in Alabama
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION 401(K) PLAN
$3.2B · 20,137 participants
ENCOMPASS HEALTH CORPORATION
ENCOMPASS HEALTH CORPORATION 401(K) RETIREMENT PLAN
$1.7B · 26,914 participants
INTERGRAPH CORPORATION
HEXAGON EMPLOYEE RETIREMENT SAVINGS PLAN
$1.7B · 4,613 participants
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, PC
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN
$1.6B · 5,019 participants
VULCAN MATERIALS COMPANY
VULCAN 401K PLAN
$1.5B · 9,218 participants
MERCEDES-BENZ U.S. INTERNATIONAL, INC.
MERCEDES-BENZ U.S. INTERNATIONAL, INC. RETIREMENT AND SAVINGS PLAN
$1.2B · 6,107 participants